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HYI

Western Asset High Yield Opportunity Fund Inc
HYI

38 hedge funds and large institutions have $102M invested in Western Asset High Yield Opportunity Fund Inc in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

3% more funds holding

Funds holding: 37 → 38 (+1)

1.27% more ownership

Funds ownership: 30.59% → 31.85% (+1.3%)

5% less capital invested

Capital invested by funds: $107M → $102M (-$5.77M)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$4.26M
2
LPL Financial
LPL Financial
California
+$897K
3
SCM
Saba Capital Management
New York
+$618K
4
SI
SII Investments
Wisconsin
+$591K
5
AA
AQR Arbitrage
Connecticut
+$551K

Top Sellers

Rank Fund Capital Flow
1
UCFA
United Capital Financial Advisors
Texas
-$1.47M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.39M
3
GC
Guggenheim Capital
Illinois
-$1.28M
4
Bank of America
Bank of America
North Carolina
-$951K
5
AAM
Advisors Asset Management
Colorado
-$385K
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
26
Wolverine Asset Management
Illinois
$363K +$381K +25,980 New
CAN
27
Cetera Advisor Networks
California
$346K -$35.8K -2,440 -9%
Ameriprise
28
Ameriprise
Minnesota
$338K -$36.2K -2,466 -9%
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$239K – – –
DA
30
Doliver Advisors
Texas
$205K -$268K -18,255 -56%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$155K +$162K +11,077 New
HighTower Advisors
32
HighTower Advisors
Illinois
$141K +$148K +10,060 New
AIG
33
American International Group
New York
$63K +$543 +37 +0.8%
Deutsche Bank
34
Deutsche Bank
Germany
$42K – – –
APSP
35
Asset Planning Services (Pennsylvania)
Pennsylvania
$37K +$38.3K +2,610 New
DADC
36
D.A. Davidson & Co
Montana
$35K – – –
MFS
37
MSI Financial Services
Massachusetts
$18K – – –
NFG
38
Next Financial Group
Texas
$10K – – –
UCFA
39
United Capital Financial Advisors
Texas
– -$1.47M -95,101 Closed
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
– -$1.39M -90,147 Closed
VKH
41
Virtu KCG Holdings
New York
– -$358K -23,230 Closed
TRCT
42
Tower Research Capital (TRC)
New York
– -$45K -2,900 Closed
IWMPD
43
Integrated Wealth Management (Palm Desert)
California
– -$15K -1,000 Closed
1
2

HYI Hedge Fund Activity: Q3 2015 in Review

38 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Western Asset High Yield Opportunity Fund Inc (HYI) for Q3 2015, worth a combined $102M — down 5.4% from $107M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HYI positions and 5 closed out — a net gain of 1 holder — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.26M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $1.47M sold.

  • 38 institutional investors held Western Asset High Yield Opportunity Fund Inc (HYI) as of Q3 2015, up from 37 in Q2 2015.
  • Funds reported $102M of Western Asset High Yield Opportunity Fund Inc stock for Q3 2015, down 5.4% quarter-over-quarter.
  • 6 funds opened new Western Asset High Yield Opportunity Fund Inc positions in Q3 2015 and 5 closed out, a net change of +1 holder.
  • The largest Western Asset High Yield Opportunity Fund Inc buyer in Q3 2015 was Morgan Stanley, an estimated $4.26M added.
  • The largest Western Asset High Yield Opportunity Fund Inc seller in Q3 2015 was United Capital Financial Advisors, an estimated $1.47M sold.

Based on aggregated 13F filings for Q3 2015.