|
1
|
Wells Fargo
San Francisco,
California
|
$10.6M
|
-$898K
|
-106,006
|
-7%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$5.24M
|
+$847K
|
+100,000
|
+18%
|
|
|
3
|
|
$3.44M
|
-$260K
|
-30,754
|
-7%
|
|
|
4
|
|
$3.1M
|
-$72.8K
|
-8,600
|
-2%
|
|
|
5
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$2.68M
|
+$294K
|
+34,687
|
+12%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$2M
|
-$479K
|
-56,606
|
-19%
|
|
|
7
|
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
$1.2M
|
+$24.3K
|
+2,873
|
+2%
|
|
|
8
|
Capital Investment Advisors
Atlanta,
Georgia
|
$1.03M
|
-$17.2K
|
-2,033
|
-2%
|
|
|
9
|
Wolverine Asset Management
Chicago,
Illinois
|
$929K
|
+$970K
|
+114,567
|
New
|
|
|
10
|
Cetera Advisor Networks
El Segundo,
California
|
$810K
|
+$256K
|
+30,180
|
+43%
|
|
|
11
|
|
$732K
|
+$68.3K
|
+8,066
|
+10%
|
|
|
12
|
Founders Financial Securities
Towson,
Maryland
|
$676K
|
–
|
–
|
–
|
|
|
13
|
Logan Stone Capital
Chicago,
Illinois
|
$641K
|
+$669K
|
+78,994
|
New
|
|
|
14
|
Saba Capital Management
New York
|
$595K
|
+$621K
|
+73,359
|
New
|
|
|
15
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$498K
|
+$520K
|
+61,455
|
New
|
|
|
16
|
Twin Focus Capital Partners
Boston,
Massachusetts
|
$390K
|
–
|
–
|
–
|
|
|
17
|
LPL Financial
San Diego,
California
|
$389K
|
-$4.65M
|
-549,391
|
-92%
|
|
|
18
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$363K
|
+$379K
|
+44,715
|
New
|
|
|
19
|
Aegon USA Investment Management
Cedar Rapids,
Iowa
|
$330K
|
+$344K
|
+40,638
|
New
|
|
|
20
|
Osaic Holdings
Scottsdale,
Arizona
|
$291K
|
+$237
|
+28
|
+0.1%
|
|
|
21
|
Equitable Holdings
New York
|
$273K
|
-$48.2K
|
-5,696
|
-14%
|
|
|
22
|
Hightower 6M Holding
Wichita,
Kansas
|
$261K
|
+$273K
|
+32,196
|
New
|
|
|
23
|
Ameriprise
Minneapolis,
Minnesota
|
$247K
|
–
|
–
|
–
|
|
|
24
|
Raymond James & Associates
St Petersburg,
Florida
|
$213K
|
+$13.8K
|
+1,625
|
+7%
|
|
|
25
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$195K
|
-$59.9K
|
-7,075
|
-23%
|
|
