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HW

Headwaters Inc
HW

Delisted

HW was delisted on the 5th of May, 2017.

200 hedge funds and large institutions have $1.47B invested in Headwaters Inc in 2016 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 52 increasing their positions, 64 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

134% more call options, than puts

Call options by funds: $2.57M | Put options by funds: $1.1M

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

28% more capital invested

Capital invested by funds: $1.15B → $1.47B (+$321M)

5% less first-time investments, than exits

New positions opened: 60 | Existing positions closed: 63

2% less funds holding

Funds holding: 205200 (-5)

19% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 64

Holders
200
Holders Change
-5
Holders Change %
-2.44%
% of All Funds
5%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.15%
New
60
Increased
52
Reduced
64
Closed
63
Calls
$2.57M
Puts
$1.1M
Net Calls
+$1.47M
Net Calls Change
+$2.21M
Name Holding Trade Value Shares
Change
Change in
Stake
LIA
176
LS Investment Advisors
Michigan
$63K
Federated Hermes
177
Federated Hermes
Pennsylvania
$57K -$921K -45,328 -95%
RCM
178
Riverhead Capital Management
Delaware
$56K
ST
179
Smithfield Trust
Pennsylvania
$54K
NA
180
Neuburgh Advisers
California
$52K +$44.6K +2,192 New
Zurich Cantonal Bank
181
Zurich Cantonal Bank
Switzerland
$46K
SEI Investments
182
SEI Investments
Pennsylvania
$32K -$2.66M -130,715 -99%
Nisa Investment Advisors
183
Nisa Investment Advisors
Missouri
$31K
Creative Planning
184
Creative Planning
Kansas
$16K -$10.2K -500 -42%
AIM
185
Acrospire Investment Management
Illinois
$14K -$25.7K -1,266 -68%
IA
186
IFP Advisors
Florida
$12K
HCM
187
Herndon Capital Management
Georgia
$8K +$1.56K +77 +30%
FPFS
188
First Personal Financial Services
North Carolina
$6K -$8.13K -400 -62%
SHJ
189
Sharkey, Howes & Javer
Colorado
$5K
GAM
190
Gemmer Asset Management
California
$3K
Simplex Trading
191
Simplex Trading
Illinois
$3K +$2.87K +141 New
TWA
192
TCI Wealth Advisors
Arizona
$2K
WAM
193
Wealthspire Advisors (Maryland)
Maryland
$2K
MFS
194
MSI Financial Services
Massachusetts
$1K -$1.63K -80 -62%
AF
195
Allworth Financial
California
$1K
QI
196
QS Investors
New York
$1K
QCG
197
Quadrant Capital Group
Ohio
$1K
PFBT
198
Parkside Financial Bank & Trust
Missouri
$1K +$732 +36 New
Parallax Volatility Advisers
199
Parallax Volatility Advisers
California
$1K +$752 +37 New
CRCP
200
Copper Rock Capital Partners
Massachusetts
-$21.8M -1,289,894 Closed

HW Hedge Fund Activity: Q4 2016 in Review

200 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Headwaters Inc (HW) for Q4 2016, worth a combined $1.47B — up 28% from $1.15B a quarter earlier.

Sellers outnumbered buyers: 63 funds closed out of HW and 60 opened new positions — a net loss of 3 holders — while 64 trimmed existing stakes and 52 added.

The largest buyer was AQR Arbitrage, opening a new position worth an estimated $61M. The largest seller was Wellington Management Group, cutting an estimated $133M.

  • 200 institutional investors held Headwaters Inc (HW) as of Q4 2016, down from 205 in Q3 2016.
  • Funds reported $1.47B of Headwaters Inc stock for Q4 2016, up 28% quarter-over-quarter.
  • 60 funds opened new Headwaters Inc positions in Q4 2016 and 63 closed out, a net change of -3 holders.
  • The largest Headwaters Inc buyer in Q4 2016 was AQR Arbitrage, an estimated $61M added.
  • The largest Headwaters Inc seller in Q4 2016 was Wellington Management Group, an estimated $133M sold.

Based on aggregated 13F filings for Q4 2016.