We are live on ! Find out more
HW

Headwaters Inc
HW

Delisted

HW was delisted on the 5th of May, 2017.

205 hedge funds and large institutions have $1.15B invested in Headwaters Inc in 2016 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 78 increasing their positions, 73 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 73

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

4% less funds holding

Funds holding: 213205 (-8)

6% less capital invested

Capital invested by funds: $1.22B → $1.15B (-$73.8M)

18% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 34

28% less call options, than puts

Call options by funds: $1.87M | Put options by funds: $2.61M

Holders
205
Holders Change
-8
Holders Change %
-3.76%
% of All Funds
5.47%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
28
Increased
78
Reduced
73
Closed
34
Calls
$1.87M
Puts
$2.61M
Net Calls
-$738K
Net Calls Change
-$961K
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
26
Principal Financial Group
Iowa
$9.16M +$374K +20,265 +4%
Ameriprise
27
Ameriprise
Minnesota
$8.64M -$2.57M -139,566 -21%
Norges Bank
28
Norges Bank
Norway
$8.28M +$1.36M +73,966 +17%
Geode Capital Management
29
Geode Capital Management
Massachusetts
$8.21M +$131K +7,106 +1%
Prudential Financial
30
Prudential Financial
New Jersey
$8.05M -$6.06M -328,390 -41%
RCM
31
Rutabaga Capital Management
Massachusetts
$7.2M -$7.19M -389,490 -48%
AAM
32
ACK Asset Management
Connecticut
$6.68M +$657K +35,600 +10%
Deutsche Bank
33
Deutsche Bank
Germany
$6.46M -$2.23M -121,142 -24%
GAM
34
Gotham Asset Management
New York
$6.43M +$4.3M +233,294 +159%
Goldman Sachs
35
Goldman Sachs
New York
$6.32M -$470K -25,481 -6%
NC
36
Northpointe Capital
Michigan
$6.07M -$190K -10,274 -3%
SCA
37
Secor Capital Advisors
New York
$6.07M +$5.91M +320,444 +835%
American Century Companies
38
American Century Companies
Missouri
$5.96M -$234K -12,704 -3%
UBS AM
39
UBS AM
Illinois
$5.9M -$885K -47,971 -12%
NI
40
Numeric Investors
Massachusetts
$5.82M -$1.63M -88,500 -20%
TCM
41
Tygh Capital Management
Oregon
$5.79M +$77.8K +4,219 +1%
New York State Common Retirement Fund
42
New York State Common Retirement Fund
New York
$5.75M +$323K +17,488 +5%
CC
43
Cipher Capital
New York
$5.65M +$1.02M +55,471 +20%
Two Sigma Advisers
44
Two Sigma Advisers
New York
$5.51M -$1.02M -55,500 -15%
MPAM
45
Monarch Partners Asset Management
Massachusetts
$5.43M +$2.87M +155,600 +94%
CCI
46
Columbus Circle Investors
$5.34M -$8.45M -458,289 -59%
BIM
47
BlackRock Investment Management
Delaware
$5.19M +$58.4K +3,166 +1%
D.E. Shaw & Co
48
D.E. Shaw & Co
New York
$5.17M -$1.13M -61,051 -17%
Morgan Stanley
49
Morgan Stanley
New York
$4.83M -$1M -54,377 -16%
RI
50
Redwood Investments
Massachusetts
$4.81M +$147K +7,966 +3%

HW Hedge Fund Activity: Q3 2016 in Review

205 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Headwaters Inc (HW) for Q3 2016, worth a combined $1.15B — down 6% from $1.22B a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of HW and 28 opened new positions — a net loss of 6 holders — while 73 trimmed existing stakes and 78 added.

The largest buyer was Cramer Rosenthal McGlynn, adding an estimated $35.5M. The largest seller was OppenheimerFunds, cutting an estimated $18.5M.

  • 205 institutional investors held Headwaters Inc (HW) as of Q3 2016, down from 213 in Q2 2016.
  • Funds reported $1.15B of Headwaters Inc stock for Q3 2016, down 6% quarter-over-quarter.
  • 28 funds opened new Headwaters Inc positions in Q3 2016 and 34 closed out, a net change of -6 holders.
  • The largest Headwaters Inc buyer in Q3 2016 was Cramer Rosenthal McGlynn, an estimated $35.5M added.
  • The largest Headwaters Inc seller in Q3 2016 was OppenheimerFunds, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2016.