|
1
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$3.32M
|
-170,775
|
Closed
|
|
|
2
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.54M
|
-79,162
|
Closed
|
|
|
3
|
Signet Financial Management
Parsippany,
New Jersey
|
–
|
-$861K
|
-44,356
|
Closed
|
|
|
4
|
Virtu KCG Holdings
New York
|
–
|
-$804K
|
-41,419
|
Closed
|
|
|
5
|
LPL Financial
San Diego,
California
|
–
|
-$798K
|
-41,124
|
Closed
|
|
|
6
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$724K
|
-37,291
|
Closed
|
|
|
7
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$633K
|
-32,600
|
Closed
|
|
|
8
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$468K
|
-24,087
|
Closed
|
|
|
9
|
Rothschild Investment LLC
Chicago,
Illinois
|
–
|
-$309K
|
-15,891
|
Closed
|
|
|
10
|
Colony Group
Boston,
Massachusetts
|
–
|
-$234K
|
-12,061
|
Closed
|
|
|
11
|
|
–
|
-$180K
|
-9,294
|
Closed
|
|
|
12
|
Cordasco Financial Network
Naples,
Florida
|
–
|
-$87K
|
-4,500
|
Closed
|
|
|
13
|
Steward Partners Investment Advisory
New York
|
–
|
-$59K
|
-3,047
|
Closed
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
–
|
-$46K
|
-2,390
|
Closed
|
|
|
15
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$42K
|
-2,167
|
Closed
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$21K
|
-1,080
|
Closed
|
|
|
17
|
|
–
|
-$3K
|
-175
|
Closed
|
|
|
18
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$2K
|
-94
|
Closed
|
|
|
19
|
Wells Fargo
San Francisco,
California
|
–
|
-$2K
|
-80
|
Closed
|
|
|
20
|
Newfound Research
Wellesley Hills,
Massachusetts
|
–
|
-$1K
|
-72
|
Closed
|
|
|
21
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
–
|
-$2K
|
-61
|
Closed
|
|
