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HTO

H2O America
HTO

85 hedge funds and large institutions have $301M invested in H2O America in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 37 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 24

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

1% more funds holding

Funds holding: 84 → 85 (+1)

5% more capital invested

Capital invested by funds: $288M → $301M (+$13.3M)

0.2% more ownership

Funds ownership: 53.21% → 53.41% (+0.2%)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

Holders
85
Holders Change
+1
Holders Change %
+1.19%
% of All Funds
2.76%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.13%
New
6
Increased
37
Reduced
24
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
+$5.19M
2
BFA
BlackRock Fund Advisors
California
+$1.25M
3
BKBG
BHF Kleinwort Benson Group
Belgium
+$563K
4
First Trust Advisors
First Trust Advisors
Illinois
+$516K
5
UR
USCA RIA
Texas
+$446K

Top Sellers

1
WAM
Water Asset Management
New York
-$2.72M
2
SGM
Summit Global Management
California
-$748K
3
TC
TFS Capital
Pennsylvania
-$619K
4
N
Nuveen
North Carolina
-$588K
5
IG
ING Group
Netherlands
-$549K
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
1
Covington Capital Management
California
$54.8M – – –
Lazard Asset Management
2
Lazard Asset Management
New York
$28.6M +$5.19M +191,140 +23%
GF
3
Gabelli Funds
New York
$20.7M -$163K -6,000 -0.8%
Vanguard Group
4
Vanguard Group
Pennsylvania
$18.7M +$237K +8,730 +1%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$17.4M -$387K -14,278 -2%
BFA
6
BlackRock Fund Advisors
California
$12.3M +$1.25M +46,106 +12%
BIT
7
BlackRock Institutional Trust
California
$12.2M -$20.2K -746 -0.2%
GI
8
GAMCO Investors
Connecticut
$11.7M -$35.3K -1,300 -0.3%
RA
9
Royce & Associates
New York
$11.2M – – –
BKBG
10
BHF Kleinwort Benson Group
Belgium
$10.4M +$563K +20,768 +6%
Schroder Investment Management Group
11
Schroder Investment Management Group
United Kingdom
$9.32M +$67.8K +2,500 +0.8%
State Street
12
State Street
Massachusetts
$7.27M -$73.4K -2,705 -1%
OCM
13
Otter Creek Management
Florida
$7.14M -$148K -5,448 -2%
SGM
14
Summit Global Management
California
$6.75M -$748K -27,552 -10%
Northern Trust
15
Northern Trust
Illinois
$6.35M -$211K -7,768 -3%
CS
16
Credit Suisse
Switzerland
$4.65M +$221K +8,142 +5%
KBC Group
17
KBC Group
Belgium
$4.12M +$19.6K +721 +0.5%
CCB
18
Cutter & Co Brokerage
Missouri
$4.05M -$29.2K -1,078 -0.7%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$3.69M +$241K +8,899 +7%
Norges Bank
20
Norges Bank
Norway
$3.67M – – –
Wells Fargo
21
Wells Fargo
California
$2.98M +$78.8K +2,905 +3%
TCIM
22
TIAA CREF Investment Management
New York
$2.92M +$79.7K +2,938 +3%
First Manhattan
23
First Manhattan
New York
$2.92M +$54.3K +2,000 +2%
TA
24
Teton Advisors
New York
$2.78M – – –
First Trust Advisors
25
First Trust Advisors
Illinois
$2.63M +$516K +19,032 +25%
1
2 3 4

HTO Hedge Fund Activity: Q3 2013 in Review

85 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in H2O America (HTO) for Q3 2013, worth a combined $301M — up 4.6% from $288M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new HTO positions and 5 closed out — a net gain of 1 holder — while 37 added to existing stakes and 24 trimmed.

The largest buyer was Lazard Asset Management, adding an estimated $5.19M. The largest seller was Water Asset Management, exiting entirely with an estimated $2.72M sold.

  • 85 institutional investors held H2O America (HTO) as of Q3 2013, up from 84 in Q2 2013.
  • Funds reported $301M of H2O America stock for Q3 2013, up 4.6% quarter-over-quarter.
  • 6 funds opened new H2O America positions in Q3 2013 and 5 closed out, a net change of +1 holder.
  • The largest H2O America buyer in Q3 2013 was Lazard Asset Management, an estimated $5.19M added.
  • The largest H2O America seller in Q3 2013 was Water Asset Management, an estimated $2.72M sold.

Based on aggregated 13F filings for Q3 2013.