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HTO

H2O America
HTO

147 hedge funds and large institutions have $511M invested in H2O America in 2016 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 48 increasing their positions, 45 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 15

23% more capital invested

Capital invested by funds: $415M → $511M (+$96.8M)

22% more call options, than puts

Call options by funds: $661K | Put options by funds: $543K

13% more funds holding

Funds holding: 130 → 147 (+17)

7% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 45

2.09% less ownership

Funds ownership: 46.74% → 44.65% (-2.1%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
147
Holders Change
+17
Holders Change %
+13.08%
% of All Funds
3.67%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
33
Increased
48
Reduced
45
Closed
15
Calls
$661K
Puts
$543K
Net Calls
+$118K
Net Calls Change
+$595K

Top Buyers

1
JP Morgan Chase
JP Morgan Chase
New York
+$4.61M
2
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$4.15M
3
BFA
BlackRock Fund Advisors
California
+$4.03M
4
Millennium Management
Millennium Management
New York
+$3.78M
5
BIM
Bogle Investment Management
Massachusetts
+$3.51M

Top Sellers

1
MBA
Maple-Brown Abbott
Australia
-$18.3M
2
Lazard Asset Management
Lazard Asset Management
New York
-$16.9M
3
WC
Walthausen & Co
New York
-$4.11M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$4.05M
5
WAM
Water Asset Management
New York
-$3.49M
Name Holding Trade Value Shares
Change 		Change in
Stake
Canada Life
126
Canada Life
Manitoba, Canada
$87K -$104K -2,053 -57%
New York State Teachers Retirement System (NYSTRS)
127
New York State Teachers Retirement System (NYSTRS)
New York
$84K +$5.05K +100 +7%
WOC
128
West Oak Capital
California
$42K +$37.9K +750 New
PSUF
129
People's United Financial
Connecticut
$34K – – –
Simplex Trading
130
Simplex Trading
Illinois
$32K +$29.1K +576 New
NFG
131
Next Financial Group
Texas
$22K -$30.3K -600 -60%
MRCM
132
M&R Capital Management
New Jersey
$22K – – –
PCM
133
Prelude Capital Management
New York
$22K +$20.2K +400 New
LTFS
134
Ladenburg Thalmann Financial Services
Florida
$17K +$15K +297 New
Zurich Cantonal Bank
135
Zurich Cantonal Bank
Switzerland
$16K – – –
EF
136
Empirical Finance
Pennsylvania
$14K +$12.6K +249 New
PFBT
137
Parkside Financial Bank & Trust
Missouri
$11K – – –
BJ
138
BlackRock Japan
Japan
$8K +$7.12K +141 New
VanEck Associates
139
VanEck Associates
New York
$7K +$1.16K +23 +24%
Nisa Investment Advisors
140
Nisa Investment Advisors
Missouri
$6K -$30.3K -600 -86%
RFA
141
Reilly Financial Advisors
California
$6K – – –
US Bancorp
142
US Bancorp
Minnesota
$6K +$1.31K +26 +34%
IA
143
IFP Advisors
Florida
$6K +$5.05K +100 New
QI
144
QS Investors
New York
$6K +$5.05K +100 New
TRCT
145
Tower Research Capital (TRC)
New York
$5K -$5.91K -117 -59%
AG
146
Advisor Group
Arizona
$4K – – –
GWM
147
Geneos Wealth Management
Colorado
$1K +$1.01K +20 New
MBA
148
Maple-Brown Abbott
Australia
– -$18.3M -418,010 Closed
Lazard Asset Management
149
Lazard Asset Management
New York
– -$16.9M -386,596 Closed
Arrowstreet Capital
150
Arrowstreet Capital
Massachusetts
– -$4.05M -92,656 Closed
3 4 5
6
7

HTO Hedge Fund Activity: Q4 2016 in Review

147 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in H2O America (HTO) for Q4 2016, worth a combined $511M — up 23% from $415M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new HTO positions and 15 closed out — a net gain of 18 holders — while 48 added to existing stakes and 45 trimmed.

The largest buyer was JP Morgan Chase, opening a new position worth an estimated $4.61M. The largest seller was Maple-Brown Abbott, exiting entirely with an estimated $18.3M sold.

  • 147 institutional investors held H2O America (HTO) as of Q4 2016, up from 130 in Q3 2016.
  • Funds reported $511M of H2O America stock for Q4 2016, up 23% quarter-over-quarter.
  • 33 funds opened new H2O America positions in Q4 2016 and 15 closed out, a net change of +18 holders.
  • The largest H2O America buyer in Q4 2016 was JP Morgan Chase, an estimated $4.61M added.
  • The largest H2O America seller in Q4 2016 was Maple-Brown Abbott, an estimated $18.3M sold.

Based on aggregated 13F filings for Q4 2016.