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HTGZ.CL

Hercules Capital, Inc.
HTGZ.CL

Delisted

HTGZ.CL was delisted on the 23rd of February, 2017.

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2 hedge funds and large institutions have $827K invested in Hercules Capital, Inc. in 2013 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 2 increasing their positions, reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% less funds holding

Funds holding: 3 → 2 (-1)

85% less capital invested

Capital invested by funds: $5.39M → $827K (-$4.56M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

Holders
2
Holders Change
-1
Holders Change %
-33.33%
% of All Funds
0.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
2
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NSIM
North Star Investment Management
Illinois
+$156K
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$148K

Top Sellers

1
IAM
Impax Asset Management
New Hampshire
-$4.86M
Name Holding Trade Value Shares
Change 		Change in
Stake
NSIM
1
North Star Investment Management
Illinois
$432K +$156K +6,100 +57%
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$395K +$148K +5,800 +60%
IAM
3
Impax Asset Management
New Hampshire
– -$4.86M -190,000 Closed

HTGZ.CL Hedge Fund Activity: Q3 2013 in Review

2 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital, Inc. (HTGZ.CL) for Q3 2013, worth a combined $827K — down 85% from $5.39M a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of HTGZ.CL and 0 opened new positions — a net loss of 1 holder — while 0 trimmed existing stakes and 2 added.

The largest buyer was North Star Investment Management, adding an estimated $156K. The largest seller was Impax Asset Management, exiting entirely with an estimated $4.86M sold.

  • 2 institutional investors held Hercules Capital, Inc. (HTGZ.CL) as of Q3 2013, down from 3 in Q2 2013.
  • Funds reported $827K of Hercules Capital, Inc. stock for Q3 2013, down 85% quarter-over-quarter.
  • 0 funds opened new Hercules Capital, Inc. positions in Q3 2013 and 1 closed out, a net change of -1 holder.
  • The largest Hercules Capital, Inc. buyer in Q3 2013 was North Star Investment Management, an estimated $156K added.
  • The largest Hercules Capital, Inc. seller in Q3 2013 was Impax Asset Management, an estimated $4.86M sold.

Based on aggregated 13F filings for Q3 2013.