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HTGX.CL

Hercules Capital, Inc.
HTGX.CL

Delisted

HTGX.CL was delisted on the 1st of February, 2019.

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1 hedge funds and large institutions have $9.12K invested in Hercules Capital, Inc. in 2017 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 0 increasing their positions, reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% less funds holding

Funds holding: 2 → 1 (-1)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

97% less capital invested

Capital invested by funds: $310K → $9.12K (-$301K)

Holders
1
Holders Change
-1
Holders Change %
-50%
% of All Funds
0.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
–
Reduced
–
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIM
Sonora Investment Management
Arizona
+$9.04K

Top Sellers

1
KIA
KCM Investment Advisors
California
-$259K
2
SOAMC
Spirit of America Management Corp
New York
-$51K
Name Holding Trade Value Shares
Change 		Change in
Stake
SIM
1
Sonora Investment Management
Arizona
$9.12K +$9.04K +356 New
KIA
2
KCM Investment Advisors
California
– -$259K -10,200 Closed
SOAMC
3
Spirit of America Management Corp
New York
– -$51K -2,000 Closed

HTGX.CL Hedge Fund Activity: Q4 2017 in Review

1 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital, Inc. (HTGX.CL) for Q4 2017, worth a combined $9.12K — down 97% from $310K a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of HTGX.CL and 1 opened new positions — a net loss of 1 holder — while 0 trimmed existing stakes and 0 added.

The largest buyer was Sonora Investment Management, opening a new position worth an estimated $9.04K. The largest seller was KCM Investment Advisors, exiting entirely with an estimated $259K sold.

  • 1 institutional investor held Hercules Capital, Inc. (HTGX.CL) as of Q4 2017, down from 2 in Q3 2017.
  • Funds reported $9.12K of Hercules Capital, Inc. stock for Q4 2017, down 97% quarter-over-quarter.
  • 1 fund opened new Hercules Capital, Inc. positions in Q4 2017 and 2 closed out, a net change of -1 holder.
  • The largest Hercules Capital, Inc. buyer in Q4 2017 was Sonora Investment Management, an estimated $9.04K added.
  • The largest Hercules Capital, Inc. seller in Q4 2017 was KCM Investment Advisors, an estimated $259K sold.

Based on aggregated 13F filings for Q4 2017.