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HTD

John Hancock Tax-Advantaged Dividend Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$15.6M +$538K +23,435 +3%
Invesco
2
Invesco
Georgia
$11M +$669K +29,127 +6%
CAPTRUST Financial Advisors
3
CAPTRUST Financial Advisors
North Carolina
$10M +$6.3M +274,236 +152%
GC
4
Guggenheim Capital
Illinois
$8.28M +$698K +30,387 +9%
Morgan Stanley
5
Morgan Stanley
New York
$8.21M +$564K +24,569 +7%
Bank of America
6
Bank of America
North Carolina
$7.6M -$130K -5,648 -2%
Raymond James Financial
7
Raymond James Financial
Florida
$6.57M +$6.85M +298,559 New
LPL Financial
8
LPL Financial
California
$5.87M +$536K +23,368 +10%
KIM
9
Karpus Investment Management
New York
$5.38M +$238K +10,355 +4%
Wells Fargo
10
Wells Fargo
California
$5.19M +$860K +37,456 +19%
AA
11
AQR Arbitrage
Connecticut
$4.59M -$1.45M -63,019 -23%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.63M +$83.8K +3,651 +2%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$3.37M +$88.3K +3,846 +3%
Osaic Holdings
14
Osaic Holdings
Arizona
$3.32M +$907K +39,498 +36%
Stifel Financial
15
Stifel Financial
Missouri
$2.73M +$90.1K +3,926 +3%
First Trust Advisors
16
First Trust Advisors
Illinois
$2.67M +$40.4K +1,762 +1%
LOPW
17
Live Oak Private Wealth
North Carolina
$2.26M
CTC
18
Central Trust Company
Missouri
$1.98M -$41.4K -1,805 -2%
Cohen & Steers
19
Cohen & Steers
New York
$1.6M
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.25M -$37.7K -1,644 -3%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.18M +$400K +17,424 +48%
SIC
22
Samalin Investment Counsel
New York
$1.14M -$18.1K -790 -2%
WF
23
Welch & Forbes
Massachusetts
$1.1M
HWAM
24
Hennion & Walsh Asset Management
New Jersey
$972K -$187K -8,161 -16%
PAMP
25
Polar Asset Management Partners
Ontario, Canada
$928K +$968K +42,152 New