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HTD

John Hancock Tax-Advantaged Dividend Income Fund

54 hedge funds and large institutions have $93.5M invested in John Hancock Tax-Advantaged Dividend Income Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

29% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 14

4% more funds holding

Funds holding: 5254 (+2)

0.19% more ownership

Funds ownership: 14.08%14.27% (+0.19%)

7% less capital invested

Capital invested by funds: $100M → $93.5M (-$6.54M)

Holders
54
Holders Change
+2
Holders Change %
+3.85%
% of All Funds
1.75%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
9
Increased
18
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$14.3M -$2.42M -133,811 -14%
Cohen & Steers
2
Cohen & Steers
New York
$12.9M +$1.77M +97,787 +15%
U
3
UBS
Switzerland
$9.84M -$4.95M -273,534 -33%
GC
4
Guggenheim Capital
Illinois
$9.3M -$341K -18,831 -3%
Invesco
5
Invesco
Georgia
$7.9M -$764K -42,170 -9%
WAM
6
Wolverine Asset Management
Illinois
$4.4M +$2.51M +138,673 +121%
LPL Financial
7
LPL Financial
California
$3.86M -$1.04M -57,310 -20%
Morgan Stanley
8
Morgan Stanley
New York
$3.47M -$1.4M -77,570 -28%
Wells Fargo
9
Wells Fargo
California
$3.43M +$770K +42,511 +28%
CTC
10
Central Trust Company
Missouri
$2.7M +$29K +1,600 +1%
SFS
11
Shaker Financial Services
Virginia
$1.95M +$453K +25,003 +29%
DA
12
Doliver Advisors
Texas
$1.63M +$1.69M +93,394 New
TC
13
TFS Capital
Pennsylvania
$1.48M +$242K +13,359 +19%
CS
14
Credit Suisse
Switzerland
$1.47M -$9.2K -508 -0.6%
FIMG
15
Financial & Investment Management Group
Michigan
$1.29M +$1.35M +74,285 New
VKH
16
Virtu KCG Holdings
New York
$1.27M +$1.32M +72,959 New
RJA
17
Raymond James & Associates
Florida
$1.22M +$472K +26,062 +60%
First Trust Advisors
18
First Trust Advisors
Illinois
$1.21M +$325K +17,922 +35%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.07M -$360K -19,863 -24%
BWP
20
Baldwin Wealth Partners
Massachusetts
$1.06M -$394K -21,750 -26%
AQR Capital Management
21
AQR Capital Management
Connecticut
$1.05M +$1.1M +60,624 New
Bank of America
22
Bank of America
North Carolina
$964K +$38.9K +2,149 +4%
T. Rowe Price Associates
23
T. Rowe Price Associates
Maryland
$870K
RJFSA
24
Raymond James Financial Services Advisors
Florida
$592K +$406K +22,392 +193%
CA
25
Cornerstone Advisors
North Carolina
$586K +$610K +33,687 New

HTD Hedge Fund Activity: Q3 2013 in Review

54 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in John Hancock Tax-Advantaged Dividend Income Fund (HTD) for Q3 2013, worth a combined $93.5M — down 6.5% from $100M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HTD positions and 6 closed out — a net gain of 3 holders — while 18 added to existing stakes and 14 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $2.51M. The largest seller was UBS, cutting an estimated $4.95M.

  • 54 institutional investors held John Hancock Tax-Advantaged Dividend Income Fund (HTD) as of Q3 2013, up from 52 in Q2 2013.
  • Funds reported $93.5M of John Hancock Tax-Advantaged Dividend Income Fund stock for Q3 2013, down 6.5% quarter-over-quarter.
  • 9 funds opened new John Hancock Tax-Advantaged Dividend Income Fund positions in Q3 2013 and 6 closed out, a net change of +3 holders.
  • The largest John Hancock Tax-Advantaged Dividend Income Fund buyer in Q3 2013 was Wolverine Asset Management, an estimated $2.51M added.
  • The largest John Hancock Tax-Advantaged Dividend Income Fund seller in Q3 2013 was UBS, an estimated $4.95M sold.

Based on aggregated 13F filings for Q3 2013.