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HTD

John Hancock Tax-Advantaged Dividend Income Fund
HTD

51 hedge funds and large institutions have $94.5M invested in John Hancock Tax-Advantaged Dividend Income Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 12

0% more capital invested

Capital invested by funds: $94.3M → $94.5M (+$180K)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.98% less ownership

Funds ownership: 14.05% → 13.06% (-0.98%)

9% less funds holding

Funds holding: 56 → 51 (-5)

63% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 8

Holders
51
Holders Change
-5
Holders Change %
-8.93%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
20
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$764K
2
RJA
Raymond James & Associates
Florida
+$715K
3
DA
Doliver Advisors
Texas
+$513K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$488K
5
SFS
Shaker Financial Services
Virginia
+$464K

Top Sellers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
-$4.17M
2
AAM
Advisors Asset Management
Colorado
-$2.36M
3
SG Americas Securities
SG Americas Securities
New York
-$1.15M
4
CA
Cornerstone Advisors
North Carolina
-$777K
5
FIMG
Financial & Investment Management Group
Michigan
-$480K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$408K +$340 +18 +0.1%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$406K +$10.1K +535 +3%
Deutsche Bank
28
Deutsche Bank
Germany
$378K +$75.6K +4,000 +27%
AIG
29
American International Group
New York
$260K +$208K +11,000 +540%
CWM
30
Concert Wealth Management
California
$251K – – –
Citigroup
31
Citigroup
New York
$207K -$5.89K -312 -3%
FCI
32
Financial Counselors Inc
Kansas
$199K – – –
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$121K +$170 +9 +0.1%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$110K +$18.9K +1,000 +22%
TWA
35
TCI Wealth Advisors
Arizona
$81K – – –
NES
36
New England Securities
New York
$32K – – –
OC
37
Oakworth Capital
Alabama
$32K – – –
KT
38
Kanaly Trust
Texas
$31K – – –
SNT
39
Security National Trust
West Virginia
$24K – – –
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$23K +$378 +20 +2%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$22K – – –
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$17K – – –
SFSIG
43
San Francisco Sentry Investment Group
California
$14K – – –
TRCT
44
Tower Research Capital (TRC)
New York
$7K -$24.5K -1,298 -79%
LFR
45
Lehman Financial Resources
Pennsylvania
$6K – – –
WA
46
WFG Advisors
Texas
$4K -$12.3K -650 -77%
EWM
47
Evercore Wealth Management
New York
$4K – – –
Creative Planning
48
Creative Planning
Kansas
$3K -$9.5K -503 -77%
NSIM
49
North Star Investment Management
Illinois
$3K +$2.83K +150 New
FFS
50
Founders Financial Securities
Maryland
$2.56K +$90.3K +4,780 +4%
1
2
3

HTD Hedge Fund Activity: Q1 2014 in Review

51 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in John Hancock Tax-Advantaged Dividend Income Fund (HTD) for Q1 2014, worth a combined $94.5M — up 0.19% from $94.3M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of HTD and 3 opened new positions — a net loss of 5 holders — while 12 trimmed existing stakes and 20 added.

The largest buyer was UBS, adding an estimated $764K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $4.17M sold.

  • 51 institutional investors held John Hancock Tax-Advantaged Dividend Income Fund (HTD) as of Q1 2014, down from 56 in Q4 2013.
  • Funds reported $94.5M of John Hancock Tax-Advantaged Dividend Income Fund stock for Q1 2014, up 0.19% quarter-over-quarter.
  • 3 funds opened new John Hancock Tax-Advantaged Dividend Income Fund positions in Q1 2014 and 8 closed out, a net change of -5 holders.
  • The largest John Hancock Tax-Advantaged Dividend Income Fund buyer in Q1 2014 was UBS, an estimated $764K added.
  • The largest John Hancock Tax-Advantaged Dividend Income Fund seller in Q1 2014 was Wolverine Asset Management, an estimated $4.17M sold.

Based on aggregated 13F filings for Q1 2014.