Heritage Commerce
HTBK
HTBK was delisted on the 17th of April, 2026.
104 hedge funds and large institutions have $369M invested in Heritage Commerce in 2017 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 31 increasing their positions, 39 reducing their positions, and 8 closing their positions.
88% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 8
1% more funds holding
Funds holding: 103 → 104 (+1)
0.71% more ownership
Funds ownership: 68.24% → 68.95% (+0.71%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
1% less capital invested
Capital invested by funds: $373M → $369M (-$4.56M)
21% less repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 39
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $193K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BlackRock
New York
|
+$36.7M |
| 2 |
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
+$9.4M |
| 3 |
Wellington Management Group
Boston,
Massachusetts
|
+$8.23M |
| 4 |
T. Rowe Price Associates
Baltimore,
Maryland
|
+$2.84M |
| 5 |
Dimensional Fund Advisors
Austin,
Texas
|
+$1.73M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Penn Capital Management
Philadelphia,
Pennsylvania
|
-$5.97M |
| 2 |
Two Sigma Investments
New York
|
-$2.8M |
| 3 |
Russell Investments Group
London,
United Kingdom
|
-$2.79M |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$1.63M |
| 5 |
Renaissance Technologies
New York
|
-$1.41M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
BNP Paribas Financial Markets
Paris,
France
| $2.5K | -$18K | -1,286 | -88% |
|
102
Simplex Trading
Chicago,
Illinois
| $2K | -$1.91K | -136 | -41% |
|
|
MTIP
103
Magee Thomson Investment Partners
San Diego,
California
| $1K | -$351 | -25 | -34% |
|
104
Loomis, Sayles & Company
Boston,
Massachusetts
| $1K | – | – | – |
|
|
CIM
105
Calvert Investment Management
Bethesda,
Maryland
| – | -$5.73M | -396,952 | Closed |
|
106
Squarepoint
New York
| – | -$532K | -36,862 | Closed |
|
|
CS
107
Credit Suisse
Zurich,
Switzerland
| – | -$408K | -28,270 | Closed |
|
|
MCM
108
Maltese Capital Management
New York
| – | -$307K | -21,257 | Closed |
|
109
Citadel Advisors
Miami,
Florida
| – | -$262K | -18,134 | Closed |
|
110
Ameriprise
Minneapolis,
Minnesota
| – | -$170K | -11,803 | Closed |
|
111
Verition Fund Management
Greenwich,
Connecticut
| – | -$159K | -11,019 | Closed |
|
|
EMG
112
Ellington Management Group
Old Greenwich,
Connecticut
| – | -$146K | -10,100 | Closed |
|
HTBK Hedge Fund Activity: Q1 2017 in Review
104 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q1 2017, worth a combined $369M — down 1.2% from $373M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new HTBK positions and 8 closed out — a net gain of 7 holders — while 31 added to existing stakes and 39 trimmed.
The largest buyer was BlackRock, adding an estimated $36.7M. The largest seller was Penn Capital Management, cutting an estimated $5.97M.
- 104 institutional investors held Heritage Commerce (HTBK) as of Q1 2017, up from 103 in Q4 2016.
- Funds reported $369M of Heritage Commerce stock for Q1 2017, down 1.2% quarter-over-quarter.
- 15 funds opened new Heritage Commerce positions in Q1 2017 and 8 closed out, a net change of +7 holders.
- The largest Heritage Commerce buyer in Q1 2017 was BlackRock, an estimated $36.7M added.
- The largest Heritage Commerce seller in Q1 2017 was Penn Capital Management, an estimated $5.97M sold.
Based on aggregated 13F filings for Q1 2017.