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HTBK

Heritage Commerce
HTBK

Delisted

HTBK was delisted on the 17th of April, 2026.

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114 hedge funds and large institutions have $480M invested in Heritage Commerce in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 47 increasing their positions, 34 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 34

3.76% less ownership

Funds ownership: 78.13% → 74.36% (-3.8%)

6% less funds holding

Funds holding: 121 → 114 (-7)

10% less capital invested

Capital invested by funds: $535M → $480M (-$55M)

39% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 18

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.82M

Holders
114
Holders Change
-7
Holders Change %
-5.79%
% of All Funds
2.61%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
47
Reduced
34
Closed
18
Calls
–
Puts
$1.82M
Net Calls
-$1.82M
Net Calls Change
-$1.82M

Top Buyers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
+$10M
2
State Street
State Street
Massachusetts
+$8.49M
3
PFC
Phocas Financial Corp
California
+$5.56M
4
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$5.43M
5
SCA
Stieven Capital Advisors
Missouri
+$5.2M

Top Sellers

Rank Fund Capital Flow
1
BFC
Banc Funds Company
Illinois
-$6.52M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$5.86M
3
Millennium Management
Millennium Management
New York
-$5.68M
4
AL
AJO LP
Pennsylvania
-$3.72M
5
BA
Boston Advisors
Massachusetts
-$3.47M
Name Holding Trade Value Shares
Change 		Change in
Stake
AQR Capital Management
51
AQR Capital Management
Connecticut
$1.23M -$202K -12,741 -13%
PAM
52
Panagora Asset Management
Massachusetts
$1.21M -$1.06M -67,076 -45%
Citadel Advisors
53
Citadel Advisors
Florida
$1.11M -$243K -15,353 -17%
Swiss National Bank
54
Swiss National Bank
Switzerland
$1.06M +$127K +8,000 +13%
New York State Common Retirement Fund
55
New York State Common Retirement Fund
New York
$983K +$285K +17,984 +38%
FPCP
56
Fort Point Capital Partners
California
$950K – – –
California State Teachers Retirement System (CalSTRS)
57
California State Teachers Retirement System (CalSTRS)
California
$912K -$63 -4 -0%
Balyasny Asset Management
58
Balyasny Asset Management
Illinois
$887K +$489K +30,883 +108%
Prudential Financial
59
Prudential Financial
New Jersey
$807K +$40.7K +2,570 +5%
UBS Group
60
UBS Group
Switzerland
$768K +$181K +11,434 +29%
Barclays
61
Barclays
United Kingdom
$722K +$691K +43,644 +912%
SRAM
62
Stone Ridge Asset Management
New York
$709K – – –
SW
63
SVB Wealth
Massachusetts
$701K +$366K +23,125 +97%
SGI
64
Summit Global Investments
Utah
$673K +$125K +7,900 +21%
MAM
65
Martingale Asset Management
Massachusetts
$603K -$1.18M -74,314 -65%
CS
66
Credit Suisse
Switzerland
$553K -$200K -12,619 -25%
PP
67
PDT Partners
New York
$548K -$185K -11,676 -24%
Millennium Management
68
Millennium Management
New York
$521K -$5.68M -358,588 -91%
RhumbLine Advisers
69
RhumbLine Advisers
Massachusetts
$519K -$33.2K -2,096 -6%
Squarepoint
70
Squarepoint
New York
$513K +$544K +34,382 New
UBS AM
71
UBS AM
Illinois
$507K – – –
TA
72
Teton Advisors
New York
$461K – – –
RJFSA
73
Raymond James Financial Services Advisors
Florida
$460K – – –
PPA
74
Parametric Portfolio Associates
Washington
$435K -$450K -28,418 -49%
Invesco
75
Invesco
Georgia
$413K -$1.32M -83,541 -75%
1 2
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HTBK Hedge Fund Activity: Q3 2018 in Review

114 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q3 2018, worth a combined $480M — down 10% from $535M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of HTBK and 11 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 47 added.

The largest buyer was Kennedy Capital Management, adding an estimated $10M. The largest seller was Banc Funds Company, cutting an estimated $6.52M.

  • 114 institutional investors held Heritage Commerce (HTBK) as of Q3 2018, down from 121 in Q2 2018.
  • Funds reported $480M of Heritage Commerce stock for Q3 2018, down 10% quarter-over-quarter.
  • 11 funds opened new Heritage Commerce positions in Q3 2018 and 18 closed out, a net change of -7 holders.
  • The largest Heritage Commerce buyer in Q3 2018 was Kennedy Capital Management, an estimated $10M added.
  • The largest Heritage Commerce seller in Q3 2018 was Banc Funds Company, an estimated $6.52M sold.

Based on aggregated 13F filings for Q3 2018.