Heritage Commerce
HTBK
HTBK was delisted on the 17th of April, 2026.
60 hedge funds and large institutions have $130M invested in Heritage Commerce in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 3 closing their positions.
150% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 10
100% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 3
2% more funds holding
Funds holding: 59 → 60 (+1)
2% less capital invested
Capital invested by funds: $133M → $130M (-$3.27M)
50% less funds holding in top 10
Funds holding in top 10: 6 → 3 (-3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MCM
Maltese Capital Management
New York
|
+$1.8M |
| 2 |
EPCA
Elizabeth Park Capital Advisors
Pepper Pike,
Ohio
|
+$394K |
| 3 |
TA
Teton Advisors
Rye,
New York
|
+$253K |
| 4 |
CP
Clover Partners
Dallas,
Texas
|
+$233K |
| 5 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$193K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RBLCM
Roaring Blue Lion Capital Management
Dallas,
Texas
|
-$2.45M |
| 2 |
FG
FSI Group
Cincinnati,
Ohio
|
-$721K |
| 3 |
PFC
Phocas Financial Corp
Alameda,
California
|
-$290K |
| 4 |
BFC
Banc Funds Company
Chicago,
Illinois
|
-$215K |
| 5 |
Northern Trust
Chicago,
Illinois
|
-$191K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
AllianceBernstein
Nashville,
Tennessee
| $41K | +$24.5K | +3,023 | +144% |
|
52
Citigroup
New York
| $28K | -$90.5K | -11,181 | -76% |
|
|
TRCT
53
Tower Research Capital (TRC)
New York
| $27K | +$27K | +3,330 | New |
|
|
CAM
54
ClariVest Asset Management
San Diego,
California
| $25K | – | – | – |
|
55
Barclays
London,
United Kingdom
| $17K | +$219 | +27 | +1% |
|
56
Wells Fargo
San Francisco,
California
| $13K | – | – | – |
|
57
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $9.01K | – | – | – |
|
|
JFGIW
58
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
| $4K | +$4.3K | +531 | New |
|
59
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $1K | +$891 | +110 | New |
|
60
Bank of America
Charlotte,
North Carolina
| $1K | +$907 | +112 | +1,244% |
|
61
Credit Agricole
Montrouge Cedex,
France
| – | -$36K | -4,379 | Closed |
|
62
Invesco
Atlanta,
Georgia
| – | -$9K | -1,052 | Closed |
|
63
BNP Paribas Financial Markets
Paris,
France
| – | -$2.23K | -270 | Closed |
|
HTBK Hedge Fund Activity: Q1 2014 in Review
60 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Heritage Commerce (HTBK) for Q1 2014, worth a combined $130M — down 2.5% from $133M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new HTBK positions and 3 closed out — a net gain of 3 holders — while 25 added to existing stakes and 10 trimmed.
The largest buyer was Maltese Capital Management, adding an estimated $1.8M. The largest seller was Roaring Blue Lion Capital Management, cutting an estimated $2.45M.
- 60 institutional investors held Heritage Commerce (HTBK) as of Q1 2014, up from 59 in Q4 2013.
- Funds reported $130M of Heritage Commerce stock for Q1 2014, down 2.5% quarter-over-quarter.
- 6 funds opened new Heritage Commerce positions in Q1 2014 and 3 closed out, a net change of +3 holders.
- The largest Heritage Commerce buyer in Q1 2014 was Maltese Capital Management, an estimated $1.8M added.
- The largest Heritage Commerce seller in Q1 2014 was Roaring Blue Lion Capital Management, an estimated $2.45M sold.
Based on aggregated 13F filings for Q1 2014.