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Hartford Schroders Tax-Aware Bond ETF

43 hedge funds and large institutions have $147M invested in Hartford Schroders Tax-Aware Bond ETF in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

67% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 12

41% more capital invested

Capital invested by funds: $104M → $147M (+$42.5M)

10% more funds holding

Funds holding: 3943 (+4)

0.31% more ownership

Funds ownership: 70.55%70.87% (+0.31%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
43
Holders Change
+4
Holders Change %
+10.26%
% of All Funds
0.63%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
9
Increased
20
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
1
Bank of New York Mellon
New York
$23.1M -$1.95M -104,166 -8%
RJA
2
Raymond James & Associates
Florida
$16.1M +$14.4M +768,064 +1,602%
AWA
3
Amplius Wealth Advisors
Pennsylvania
$13.6M +$806K +43,022 +7%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$12.2M -$5.6M -298,824 -33%
Bank of America
5
Bank of America
North Carolina
$11.1M +$10.4M +557,277 +11,276%
Osaic Holdings
6
Osaic Holdings
Arizona
$7.52M +$856K +45,682 +14%
EFL
7
ERn Financial LLC
Wisconsin
$7.29M +$7.01M +374,400 New
MSFS
8
Main Street Financial Solutions
Pennsylvania
$6.49M +$33.9K +1,809 +0.6%
YWS
9
Yarger Wealth Strategies
Ohio
$5.69M +$83.8K +4,473 +2%
CAN
10
Cetera Advisor Networks
California
$4.51M +$1.14M +60,966 +36%
Truist Financial
11
Truist Financial
North Carolina
$3.55M -$761K -40,656 -18%
LPL Financial
12
LPL Financial
California
$3.5M +$1.1M +58,907 +50%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.49M -$753K -40,195 -19%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3.43M +$384K +20,478 +13%
EW
15
Element Wealth
Mississippi
$2.94M +$2.79M +148,905 New
CAAS
16
Capital Asset Advisory Services
Michigan
$2.74M +$128K +6,838 +5%
AWM
17
Axxcess Wealth Management
California
$2.73M +$881K +47,034 +52%
WAP
18
Wealthcare Advisory Partners
Pennsylvania
$2.72M +$2.57M +137,401 New
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$2.63M -$650K -34,689 -21%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.89M -$1.23M -65,659 -41%
AWM
21
AE Wealth Management
Kansas
$1.4M +$1.35M +71,914 New
IWN
22
Independent Wealth Network
Iowa
$1.36M -$38.8K -2,070 -3%
CFGS
23
Concourse Financial Group Securities
Alabama
$763K +$4.14K +221 +0.6%
LS
24
Leelyn Smith
Illinois
$748K +$35.7K +1,908 +5%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$700K +$166K +8,877 +33%

HTAB Hedge Fund Activity: Q4 2023 in Review

43 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Hartford Schroders Tax-Aware Bond ETF (HTAB) for Q4 2023, worth a combined $147M — up 41% from $104M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HTAB positions and 4 closed out — a net gain of 5 holders — while 20 added to existing stakes and 12 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $14.4M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $5.6M.

  • 43 institutional investors held Hartford Schroders Tax-Aware Bond ETF (HTAB) as of Q4 2023, up from 39 in Q3 2023.
  • Funds reported $147M of Hartford Schroders Tax-Aware Bond ETF stock for Q4 2023, up 41% quarter-over-quarter.
  • 9 funds opened new Hartford Schroders Tax-Aware Bond ETF positions in Q4 2023 and 4 closed out, a net change of +5 holders.
  • The largest Hartford Schroders Tax-Aware Bond ETF buyer in Q4 2023 was Raymond James & Associates, an estimated $14.4M added.
  • The largest Hartford Schroders Tax-Aware Bond ETF seller in Q4 2023 was Raymond James Financial Services Advisors, an estimated $5.6M sold.

Based on aggregated 13F filings for Q4 2023.