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HPE.PRC

Hewlett Packard Enterprise 7.625% Series C Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
GSC
76
Ground Swell Capital
South Carolina
$397K +$325K +3,432 New
CWM
77
Calamos Wealth Management
Illinois
$395K +$323K +3,411 New
VFIA
78
Virtus Fixed Income Advisers
Connecticut
$392K
GCIA
79
Gabelli & Co Investment Advisers
New York
$350K +$286K +3,025 New
Deutsche Bank
80
Deutsche Bank
Germany
$325K +$266K +2,811 New
Cambridge Investment Research Advisors
81
Cambridge Investment Research Advisors
Iowa
$316K +$259K +2,733 New
OAM
82
Oppenheimer Asset Management
New York
$308K +$252K +2,662 New
Stifel Financial
83
Stifel Financial
Missouri
$252K +$206K +2,175 New
Bank of Montreal
84
Bank of Montreal
Ontario, Canada
$223K -$211K -2,231 -54%
AA
85
AQR Arbitrage
Connecticut
$211K +$170K +1,800 New
Millennium Management
86
Millennium Management
New York
$125K -$1.87M -19,750 -27%
VEA
87
Virtus ETF Advisers
New York
$93.5K
TRCT
88
Tower Research Capital (TRC)
New York
$80.4K +$33.9K +358 +106%
Royal Bank of Canada
89
Royal Bank of Canada
Ontario, Canada
$68K
NS
90
NBC Securities
Alabama
$27.8K +$22.7K +240 New
OSAM
91
O'Shaughnessy Asset Management
Connecticut
$16.5K
UB
92
UMB Bank
Missouri
$8.79K -$4.83K -51 -40%
GT
93
Glenmede Trust
Pennsylvania
$6.01K
SPIA
94
Steward Partners Investment Advisory
New York
$2.78K -$97.8K -1,033 -98%
IA
95
IFP Advisors
Florida
$1.5K +$1.23K +13 New
MEG
96
Millstone Evans Group
Colorado
$1.39K
KFAS
97
Keating Financial Advisory Services
Kansas
$925 +$757 +8 New
BTI
98
Blue Trust Inc
Georgia
$578
Lazard Asset Management
99
Lazard Asset Management
New York
$32
SCM
100
Shaolin Capital Management
Florida
-$34.2M -525,000 Closed