HNW

Pioneer Diversified High Income Fund
HNW

Overview Fund Activity

35 hedge funds and large institutions have $19.3M invested in Pioneer Diversified High Income Fund in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+10
Holders Change %
+40%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
10
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SG Americas Securities
SG Americas Securities
New York
$2.23M
2
SFS
Shaker Financial Services
Virginia
$1.63M
3
B
Baird
Wisconsin
$1.49M
4
WAM
Wolverine Asset Management
Illinois
$965K
5
RCM
Rivernorth Capital Management
Florida
$355K

Top Sellers

1
GC
Guggenheim Capital
Illinois
$5.42M
2
Cohen & Steers
Cohen & Steers
New York
$1.02M
3
RJA
Raymond James & Associates
Florida
$0
4
CG
Colony Group
Massachusetts
$346K
5
AAM
Advisors Asset Management
Colorado
$1.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$5.42M -$776K -43,724 -13%
SG Americas Securities
2
SG Americas Securities
New York
$2.23M +$2.23M +125,675 New
AAM
3
Advisors Asset Management
Colorado
$1.7M -$222K -12,519 -12%
SFS
4
Shaker Financial Services
Virginia
$1.63M +$1.63M +91,987 New
B
5
Baird
Wisconsin
$1.49M +$1.49M +83,721 New
Cohen & Steers
6
Cohen & Steers
New York
$1.02M -$409K -23,056 -29%
WAM
7
Wolverine Asset Management
Illinois
$965K +$965K +54,406 New
Invesco
8
Invesco
Georgia
$801K +$91.7K +5,171 +13%
LPL Financial
9
LPL Financial
California
$561K +$14.9K +838 +3%
UBS Group
10
UBS Group
Switzerland
$489K +$489K +27,554 New
Bank of America
11
Bank of America
North Carolina
$462K -$130K -7,297 -22%
Morgan Stanley
12
Morgan Stanley
New York
$431K +$28.7K +1,617 +7%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$395K – – –
RCM
14
Rivernorth Capital Management
Florida
$355K +$355K +20,000 New
CG
15
Colony Group
Massachusetts
$346K -$257K -14,493 -43%
DA
16
Doliver Advisors
Texas
$316K +$316K +17,819 New
WRM
17
Westport Resources Management
Connecticut
$188K +$188K +10,600 New
WA
18
WFG Advisors
Texas
$160K – – –
TC
19
TradeLink Capital
Illinois
$96K +$96K +5,400 New
AIG
20
American International Group
New York
$56.8K -$12.4K -700 -18%
NPC
21
National Planning Corporation
California
$52.3K +$52.3K +3,000 New
BRWM
22
B. Riley Wealth Management
Tennessee
$52K +$389 +22 +0.8%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$30K +$17.6K +1,000 +143%
Wells Fargo
24
Wells Fargo
California
$22K +$3.11K +173 +16%
CCA
25
Catalyst Capital Advisors
New York
$18K +$18K +995 New
1
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