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Harmonic Inc
HLIT

Name Holding Trade Value Shares
Change 		Change in
Stake
Verition Fund Management
276
Verition Fund Management
Connecticut
– -$324K -36,037 Closed
FFG
277
Fiduciary Financial Group
California
– -$298K -33,152 Closed
GI
278
GAMCO Investors
Connecticut
– -$288K -32,091 Closed
SIP
279
Stoneridge Investment Partners
Pennsylvania
– -$278K -30,996 Closed
MM
280
MQS Management
New York
– -$229K -25,494 Closed
WW
281
Waterfront Wealth
Kansas
– -$194K -21,639 Closed
Mariner
282
Mariner
Kansas
– -$186K -20,709 Closed
EWA
283
EP Wealth Advisors
California
– -$172K -19,119 Closed
HT
284
Headlands Technologies
Illinois
– -$155K -17,307 Closed
CAU
285
Caxton Associates (UK)
– -$143K -15,937 Closed
OTL
286
Oak Thistle LLC
New York
– -$123K -13,728 Closed
JFG
287
Jefferies Financial Group
New York
– -$99.5K -11,085 Closed
TC
288
TwinBeech Capital
New York
– -$96.2K -10,714 Closed
GWP
289
Gateway Wealth Partners
Wisconsin
– -$89.8K -10,000 Closed
FGP
290
Freestone Grove Partners
California
– -$88.8K -9,888 Closed
CWMS
291
CFG Wealth Management Services
Indiana
– -$78.6K -8,750 Closed
ACM
292
Aquatic Capital Management
Illinois
– -$61.2K -6,820 Closed
NVCHI
293
New Vernon Capital Holdings II
New Jersey
– -$38.2K -4,257 Closed
ASN
294
Advisory Services Network
Georgia
– -$11.1K -1,238 Closed
MCM
295
MAI Capital Management
Ohio
– -$6.21K -691 Closed
QCG
296
Quadrant Capital Group
Ohio
– -$4.55K -507 Closed
RFP
297
Root Financial Partners
California
– -$1.31K -146 Closed
TPWA
298
Twin Peaks Wealth Advisors
California
– -$1.05K -117 Closed
SIS
299
Sound Income Strategies
Florida
– -$163 -18 Closed
EA
300
Evolution Advisers
Virginia
– +$102 +8 New
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