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HIO

Western Asset High Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KLI
76
Kelman-Lazarov Inc
Tennessee
$51K +$51.6K +10,000 New
SSB
77
Sandy Spring Bank
Maryland
$39K
US Bancorp
78
US Bancorp
Minnesota
$27K
SFG
79
SevenBridge Financial Group
Pennsylvania
$26K
Creative Planning
80
Creative Planning
Kansas
$20K -$7.77K -1,507 -28%
IWM
81
IHT Wealth Management
Illinois
$20K +$2.49K +482 New
PCM
82
Penserra Capital Management
California
$17K +$1.6K +311 +10%
DADC
83
D.A. Davidson & Co
Montana
$14K -$32.3K -6,270 -68%
ASN
84
Advisory Services Network
Georgia
$10K
SFSIG
85
San Francisco Sentry Investment Group
California
$8K
Northwestern Mutual Wealth Management
86
Northwestern Mutual Wealth Management
Wisconsin
$8K +$289 +56 +4%
TCM
87
Tradewinds Capital Management
Washington
$5K
PA
88
Parallel Advisors
California
$3K
Manulife (Manufacturers Life Insurance)
89
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K +$1.03K +200 New
VCM
90
Vivaldi Capital Management
Illinois
$626 -$636K -123,279 -100%
PWPCM
91
Perella Weinberg Partners Capital Management
New York
-$983K -195,000 Closed
SCM
92
Saba Capital Management
New York
-$205K -40,600 Closed
GIA
93
Granite Investment Advisors
New Hampshire
-$141K -27,883 Closed
WAM
94
Weiss Asset Management
Massachusetts
-$62K -12,293 Closed
PFO
95
Pathstone Family Office
New Jersey
-$48K -9,498 Closed
VNA
96
Valley National Advisers
Pennsylvania
-$17K -3,350 Closed
BIG
97
Bellwether Investment Group
Tennessee
-$5K -924 Closed
GWM
98
Geneos Wealth Management
Colorado
-$2K -508 Closed
TRCT
99
Tower Research Capital (TRC)
New York
-$2K -300 Closed