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Western Asset High Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
51
Ameriprise
Minnesota
$61K -$4.5K -921 -7%
VKH
52
Virtu KCG Holdings
New York
$53K -$96.8K -19,833 -64%
CNB
53
City National Bank
Delaware
$52K – – –
ABC
54
Associated Banc-Corp
Wisconsin
$47K – – –
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$30K – – –
KA
56
Klingman & Associates
New York
$23K -$24.7K -5,062 Closed
FNBT
57
FineMark National Bank & Trust
Florida
$21K – – –
US Bancorp
58
US Bancorp
Minnesota
$18K -$21.5K -4,394 -55%
VNA
59
Valley National Advisers
Pennsylvania
$16K – – –
AAM
60
Advisors Asset Management
Colorado
$15K -$977 -200 -6%
TFA
61
Transamerica Financial Advisors
Florida
$8K – – –
GWM
62
Gupta Wealth Management
California
$6K +$6.35K +1,300 New
TCM
63
Tradewinds Capital Management
Washington
$5K – – –
Carson Wealth (CWM LLC)
64
Carson Wealth (CWM LLC)
Nebraska
$4K +$3.91K +800 New
MFS
65
MSI Financial Services
Massachusetts
$2K – – –
Creative Planning
66
Creative Planning
Kansas
$1K +$801 +164 New
SFS
67
Shaker Financial Services
Virginia
– -$1.3M -251,728 Closed
Baird Financial Group
68
Baird Financial Group
Wisconsin
– -$458K -88,959 Closed
RJFSA
69
Raymond James Financial Services Advisors
Florida
– -$242K -47,079 Closed
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
– -$89K -17,250 Closed
SI
71
SII Investments
Wisconsin
– -$80K -15,511 Closed
HighTower Advisors
72
HighTower Advisors
Illinois
– -$71K -13,700 Closed
BRWM
73
B. Riley Wealth Management
Tennessee
– -$3K -602 Closed