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Heritage Financial

121 hedge funds and large institutions have $372M invested in Heritage Financial in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 48 increasing their positions, 35 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

37% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 35

3% more funds holding

Funds holding: 118121 (+3)

5% less capital invested

Capital invested by funds: $390M → $372M (-$18.3M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
121
Holders Change
+3
Holders Change %
+2.54%
% of All Funds
3.22%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
48
Reduced
35
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NIMC
1
NWQ Investment Management Company
California
$34.4M +$3.19M +180,703 +10%
FHC
2
Forest Hill Capital
Arkansas
$33.3M
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$20.2M +$1.62M +91,643 +9%
ICOM
4
Investment Counselors of Maryland
Maryland
$19.1M +$82K +4,650 +0.4%
Vanguard Group
5
Vanguard Group
Pennsylvania
$17.8M +$1.32M +75,060 +8%
BIT
6
BlackRock Institutional Trust
California
$16.1M -$58.4K -3,314 -0.4%
BFC
7
Banc Funds Company
Illinois
$15.7M -$317K -18,000 -2%
Goldman Sachs
8
Goldman Sachs
New York
$15.4M +$2.32M +131,600 +18%
BFA
9
BlackRock Fund Advisors
California
$13.5M -$448K -25,418 -3%
TAM
10
THB Asset Management
Connecticut
$11.2M -$203K -11,500 -2%
Schroder Investment Management Group
11
Schroder Investment Management Group
United Kingdom
$10.9M
Manulife (Manufacturers Life Insurance)
12
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10.6M +$25.3K +1,436 +0.2%
State Street
13
State Street
Massachusetts
$8.66M -$13.4K -762 -0.2%
Northern Trust
14
Northern Trust
Illinois
$8.57M +$115K +6,521 +1%
HA
15
Heartland Advisors
Wisconsin
$8.4M
PCM
16
Penn Capital Management
Pennsylvania
$7.51M -$155K -8,769 -2%
PMG
17
Private Management Group
California
$7.49M -$86.5K -4,908 -1%
KCM
18
Kennedy Capital Management
Missouri
$6.67M +$702K +39,818 +12%
PFC
19
Phocas Financial Corp
California
$6.63M -$279K -15,805 -4%
SCA
20
Stieven Capital Advisors
Missouri
$5.05M -$17.6K -1,000 -0.3%
RIM
21
Rainier Investment Management
Washington
$4.66M +$121K +6,850 +3%
Morgan Stanley
22
Morgan Stanley
New York
$4.58M +$1.73M +98,148 +60%
HCM
23
Hilton Capital Management
New York
$4.33M +$28.4K +1,609 +0.7%
AIS
24
AlphaOne Investment Services
Pennsylvania
$3.73M -$152K -8,614 -4%
TCIM
25
TIAA CREF Investment Management
New York
$3.39M +$569K +32,256 +20%

HFWA Hedge Fund Activity: Q1 2016 in Review

121 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Heritage Financial (HFWA) for Q1 2016, worth a combined $372M — down 4.7% from $390M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new HFWA positions and 8 closed out — a net gain of 3 holders — while 48 added to existing stakes and 35 trimmed.

The largest buyer was NWQ Investment Management Company, adding an estimated $3.19M. The largest seller was Perkins Investment Management, exiting entirely with an estimated $8.61M sold.

  • 121 institutional investors held Heritage Financial (HFWA) as of Q1 2016, up from 118 in Q4 2015.
  • Funds reported $372M of Heritage Financial stock for Q1 2016, down 4.7% quarter-over-quarter.
  • 11 funds opened new Heritage Financial positions in Q1 2016 and 8 closed out, a net change of +3 holders.
  • The largest Heritage Financial buyer in Q1 2016 was NWQ Investment Management Company, an estimated $3.19M added.
  • The largest Heritage Financial seller in Q1 2016 was Perkins Investment Management, an estimated $8.61M sold.

Based on aggregated 13F filings for Q1 2016.