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Simplify Hedged Equity ETF

35 hedge funds and large institutions have $81M invested in Simplify Hedged Equity ETF in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

9% more funds holding

Funds holding: 3235 (+3)

7% less capital invested

Capital invested by funds: $86.9M → $81M (-$5.9M)

14.38% less ownership

Funds ownership: 78.75%64.37% (-14%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
16
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WP
1
WealthPLAN Partners
Nebraska
$13.8M -$52.5K -2,108 -0.4%
WIM
2
WealthPlan Investment Management
Nebraska
$8.97M +$95.7K +3,842 +1%
CAN
3
Cetera Advisor Networks
California
$6.28M -$271K -10,871 -4%
HighTower Advisors
4
HighTower Advisors
Illinois
$5.58M +$966K +38,776 +21%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$5.23M +$338K +13,590 +7%
SMC
6
Smith, Moore & Co
Missouri
$5.16M -$142K -5,685 -3%
AWA
7
ARQ Wealth Advisors
Arizona
$4.95M +$540K +21,700 +12%
BCI
8
Brinker Capital Investments
Pennsylvania
$4.42M +$747K +30,001 +21%
OPS
9
Orion Portfolio Solutions
Nebraska
$4.42M +$747K +30,001 +21%
SWA
10
Stratos Wealth Advisors
Ohio
$3.45M +$24.8K +997 +0.7%
SPIA
11
Steward Partners Investment Advisory
New York
$3.08M +$587K +23,579 +24%
AAS
12
Ameritas Advisory Services
Nebraska
$2.36M -$8.87M -356,284 -80%
LWM
13
Lionsbridge Wealth Management
Florida
$2.36M +$1.57M +62,978 +208%
CAPTRUST Financial Advisors
14
CAPTRUST Financial Advisors
North Carolina
$1.87M -$36.4K -1,461 -2%
FEG
15
Financial Enhancement Group
Indiana
$947K +$120K +4,812 +15%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$912K -$1.03M -41,434 -53%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$903K +$157K +6,295 +21%
PAG
18
Private Advisor Group
New Jersey
$891K +$878K +35,271 New
PWA
19
Peterson Wealth Advisors
Utah
$828K +$816K +32,765 New
LPL Financial
20
LPL Financial
California
$709K +$258K +10,362 +58%
EH
21
Equitable Holdings
New York
$641K +$78K +3,131 +14%
OMC
22
Old Mission Capital
Illinois
$512K +$505K +20,281 New
AWS
23
Atria Wealth Solutions
New York
$413K +$146K +5,846 +56%
Osaic Holdings
24
Osaic Holdings
Arizona
$408K -$9.09K -365 -2%
Citadel Advisors
25
Citadel Advisors
Florida
$297K +$293K +11,750 New

HEQT Hedge Fund Activity: Q4 2023 in Review

35 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Simplify Hedged Equity ETF (HEQT) for Q4 2023, worth a combined $81M — down 6.8% from $86.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HEQT positions and 5 closed out — a net gain of 3 holders — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Lionsbridge Wealth Management, adding an estimated $1.57M. The largest seller was Ameritas Advisory Services, cutting an estimated $8.87M.

  • 35 institutional investors held Simplify Hedged Equity ETF (HEQT) as of Q4 2023, up from 32 in Q3 2023.
  • Funds reported $81M of Simplify Hedged Equity ETF stock for Q4 2023, down 6.8% quarter-over-quarter.
  • 8 funds opened new Simplify Hedged Equity ETF positions in Q4 2023 and 5 closed out, a net change of +3 holders.
  • The largest Simplify Hedged Equity ETF buyer in Q4 2023 was Lionsbridge Wealth Management, an estimated $1.57M added.
  • The largest Simplify Hedged Equity ETF seller in Q4 2023 was Ameritas Advisory Services, an estimated $8.87M sold.

Based on aggregated 13F filings for Q4 2023.