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HEQ

John Hancock Hedged Equity & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.4M +$158K +12,898 +1%
GC
2
Guggenheim Capital
Illinois
$2.08M -$130K -10,634 -6%
Invesco
3
Invesco
Georgia
$1.7M +$351K +28,631 +25%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.61M -$21.5K -1,758 -1%
UBS Group
5
UBS Group
Switzerland
$1.32M +$18.9K +1,540 +1%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.29M -$166K -13,568 -11%
Wells Fargo
7
Wells Fargo
California
$1.28M -$197K -16,070 -13%
Ameriprise
8
Ameriprise
Minnesota
$774K +$68.9K +5,631 +9%
LPL Financial
9
LPL Financial
California
$328K +$94.3K +7,701 +38%
BRWA
10
B. Riley Wealth Advisors
Florida
$320K +$70.1K +5,725 +27%
Bank of America
11
Bank of America
North Carolina
$260K +$64.9K +5,304 +32%
MIAN
12
Mariner Independent Advisor Network
Kansas
$212K +$220K +18,000 New
RJA
13
Raymond James & Associates
Florida
$193K +$2.42K +198 +1%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$177K +$3.19K +261 +2%
SWM
15
Silverlake Wealth Management
Vermont
$162K
CAG
16
Csenge Advisory Group
Florida
$153K +$160K +13,030 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$128K +$133K +10,863 New
SPC
18
Sigma Planning Corp
Michigan
$120K
APA
19
American Portfolios Advisors
New York
$1.18K
SFS
20
Shaker Financial Services
Virginia
-$611K -51,927 Closed
CI
21
CX Institutional
Indiana
-$26K -2,174 Closed
US Bancorp
22
US Bancorp
Minnesota
-$16K -1,385 Closed
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
-$11K -900 Closed
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
-$4K -365 Closed