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HAPN

Happen Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Norges Bank
176
Norges Bank
Norway
$5K +$5.35K +188 New
First Manhattan
177
First Manhattan
New York
$4K
ACM
178
Armbruster Capital Management
New York
$3K
LTFS
179
Ladenburg Thalmann Financial Services
Florida
$3K
BFEC
180
Benjamin F. Edwards & Company
Missouri
$3K +$3.3K +116 New
TRCT
181
Tower Research Capital (TRC)
New York
$2K -$3.73K -131 -69%
OFW
182
Omnia Family Wealth
Florida
$2K
SMFG
183
Sumitomo Mitsui Financial Group
Japan
$2K +$1.71K +60 New
PCP
184
Proficio Capital Partners
Massachusetts
$1K
QI
185
QS Investors
New York
$1K
CC
186
Cannell Capital
Wyoming
-$8.51M -309,885 Closed
Point72 Asset Management
187
Point72 Asset Management
Connecticut
-$5.9M -214,957 Closed
GH
188
GAM Holding
Switzerland
-$5.13M -186,940 Closed
BFM
189
Boothbay Fund Management
New York
-$1.85M -67,257 Closed
ROTUOC
190
Regents of the University of California
California
-$1.78M -65,029 Closed
OCM
191
Osterweis Capital Management
California
-$1.75M -63,566 Closed
QSS
192
Quantitative Systematic Strategies
Florida
-$1.7M -61,798 Closed
ECM
193
Engle Capital Management
Connecticut
-$1.52M -55,400 Closed
First Trust Advisors
194
First Trust Advisors
Illinois
-$678K -24,702 Closed
OTC
195
Opera Trading Capital
France
-$439K -16,000 Closed
LCM
196
Laurion Capital Management
New York
-$268K -9,754 Closed
EGM
197
Engineers Gate Manager
New York
-$212K -7,733 Closed
HSBC Holdings
198
HSBC Holdings
United Kingdom
-$95K -3,457 Closed
Nuveen
199
Nuveen
North Carolina
-$90K -3,263 Closed
SEC
200
Seven Eight Capital
New York
-$79K -2,860 Closed