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HAPN

Happen Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
101
Royal Bank of Canada
Ontario, Canada
$16K +$15.4K +974 New
AG
102
Advisor Group
Arizona
$14K -$3.15K -200 -19%
JG
103
Jefferies Group
New York
$10K -$2.62M -166,143 -100%
FHA
104
Flagship Harbor Advisors
Massachusetts
$10K
LTFS
105
Ladenburg Thalmann Financial Services
Florida
$10K
CG
106
Cutler Group
California
$8K -$16.6K -1,055 -67%
ASN
107
Advisory Services Network
Georgia
$7K
Nisa Investment Advisors
108
Nisa Investment Advisors
Missouri
$6K
OIA
109
Optimum Investment Advisors
Illinois
$5K
PA
110
Parallel Advisors
California
$4K
First Manhattan
111
First Manhattan
New York
$2K
MWC
112
MKD Wealth Coaches
Michigan
$2K
CI
113
CX Institutional
Indiana
$1K
GAM
114
Gemmer Asset Management
California
$1K
APA
115
American Portfolios Advisors
New York
$626 +$599 +38 New
Sumitomo Mitsui Trust Group
116
Sumitomo Mitsui Trust Group
Japan
-$58.7M -3,800,343 Closed
Nomura Holdings
117
Nomura Holdings
Japan
-$36.3M -2,336,946 Closed
KDA
118
KPCB DGF Associates
California
-$6.16M -398,571 Closed
Parallax Volatility Advisers
119
Parallax Volatility Advisers
California
-$2.57M -166,106 Closed
JMPWA
120
JP Morgan Private Wealth Advisors
California
-$2.39M -154,894 Closed
Public Sector Pension Investment Board (PSP Investments)
121
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
-$1.08M -70,000 Closed
SCC
122
Second Curve Capital
Pennsylvania
-$772K -50,000 Closed
BJL
123
Brighton Jones LLC
Washington
-$645K -41,751 Closed
Marshall Wace
124
Marshall Wace
United Kingdom
-$509K -32,925 Closed
V
125
Veritable
Delaware
-$461K -29,807 Closed