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Hanmi Financial
HAFC

Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$51M +$46.2M +2,888,433 New
Wellington Management Group
2
Wellington Management Group
Massachusetts
$45.2M +$40.9M +2,560,541 New
BFA
3
BlackRock Fund Advisors
California
$28.7M +$26M +1,626,910 New
State Street
4
State Street
Massachusetts
$24.1M +$21.8M +1,365,091 New
JP Morgan Chase
5
JP Morgan Chase
New York
$21.6M +$19.5M +1,221,216 New
Vanguard Group
6
Vanguard Group
Pennsylvania
$19.9M +$18M +1,126,648 New
BIT
7
BlackRock Institutional Trust
California
$17M +$15.4M +960,941 New
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$15.6M +$14.1M +882,596 New
BMCMI
9
Bryn Mawr Capital Management Inc
Pennsylvania
$11.9M +$10.8M +673,864 New
Principal Financial Group
10
Principal Financial Group
Iowa
$10.8M +$9.74M +609,490 New
Northern Trust
11
Northern Trust
Illinois
$10.2M +$9.27M +579,921 New
Renaissance Technologies
12
Renaissance Technologies
New York
$10.2M +$9.26M +579,530 New
SCA
13
Stieven Capital Advisors
Missouri
$7.31M +$6.62M +413,883 New
Bank of New York Mellon
14
Bank of New York Mellon
New York
$6.69M +$6.05M +378,687 New
Citadel Advisors
15
Citadel Advisors
Florida
$5.84M +$5.29M +330,684 New
QBFM
16
QS Batterymarch Financial Management
New York
$5.8M +$5.25M +328,270 New
AL
17
AJO LP
Pennsylvania
$5.67M +$5.13M +320,800 New
BFC
18
Banc Funds Company
Illinois
$5.34M +$4.83M +302,262 New
SCM
19
Sirios Capital Management
Massachusetts
$5.1M +$4.62M +288,780 New
AFG
20
American Financial Group
Ohio
$4.9M +$4.44M +277,528 New
Prudential Financial
21
Prudential Financial
New Jersey
$4.82M +$4.36M +272,551 New
RFC
22
Russell Frank Company
Washington
$4.72M +$4.27M +266,946 New
Geode Capital Management
23
Geode Capital Management
Massachusetts
$3.92M +$3.55M +222,149 New
NFA
24
Nationwide Fund Advisors
Ohio
$3.82M +$3.45M +216,053 New
Ameriprise
25
Ameriprise
Minnesota
$3.5M +$3.16M +197,976 New
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