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Arrow Dow Jones Global Yield ETF

28 hedge funds and large institutions have $20.4M invested in Arrow Dow Jones Global Yield ETF in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

17% more funds holding

Funds holding: 2428 (+4)

2% more capital invested

Capital invested by funds: $20M → $20.4M (+$399K)

5.33% less ownership

Funds ownership: 27.64%22.31% (-5.3%)

Holders
28
Holders Change
+4
Holders Change %
+16.67%
% of All Funds
0.81%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
10
Reduced
6
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.47M +$1.17M +44,469 +28%
Wells Fargo
2
Wells Fargo
California
$2.31M +$678K +25,665 +42%
BWP
3
Baldwin Wealth Partners
Massachusetts
$1.8M +$19.1K +725 +1%
JWM
4
Jacobus Wealth Management
Wisconsin
$1.7M +$1.69M +64,065 New
RJA
5
Raymond James & Associates
Florida
$1.4M -$136K -5,169 -9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.07M +$351K +13,281 +49%
SMC
7
Smith, Moore & Co
Missouri
$978K +$973K +36,845 New
AIG
8
American International Group
New York
$940K -$41.8K -1,584 -4%
LPL Financial
9
LPL Financial
California
$759K +$38.9K +1,475 +5%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$615K +$204K +7,742 +50%
PI
11
Placemark Investments
Illinois
$442K -$75.8K -2,871 -15%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$427K +$52.3K +1,981 +14%
SI
13
SII Investments
Wisconsin
$415K -$1.9K -72 -0.5%
FNBT
14
FineMark National Bank & Trust
Florida
$346K +$344K +13,025 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$292K +$290K +10,989 New
CA
16
Cetera Advisors
Colorado
$286K +$286K +10,848 New
JP Morgan Chase
17
JP Morgan Chase
New York
$240K +$239K +9,036 New
Deutsche Bank
18
Deutsche Bank
Germany
$217K -$354K -13,400 -62%
DADC
19
D.A. Davidson & Co
Montana
$186K +$185K +7,019 New
ACM
20
Aviance Capital Management
Florida
$182K +$181K +6,853 New
MFS
21
MSI Financial Services
Massachusetts
$138K +$43.5K +1,649 +47%
PAS
22
Partnervest Advisory Services
California
$71K +$46.6K +1,765 +191%
WCM
23
Windsor Capital Management
Arizona
$50K +$1.58K +60 +3%
Bank of America
24
Bank of America
North Carolina
$43K -$12K -454 -22%
Ameriprise
25
Ameriprise
Minnesota
$23K

GYLD Hedge Fund Activity: Q4 2013 in Review

28 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Arrow Dow Jones Global Yield ETF (GYLD) for Q4 2013, worth a combined $20.4M — up 2% from $20M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GYLD positions and 6 closed out — a net gain of 5 holders — while 10 added to existing stakes and 6 trimmed.

The largest buyer was Jacobus Wealth Management, opening a new position worth an estimated $1.69M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $4.74M sold.

  • 28 institutional investors held Arrow Dow Jones Global Yield ETF (GYLD) as of Q4 2013, up from 24 in Q3 2013.
  • Funds reported $20.4M of Arrow Dow Jones Global Yield ETF stock for Q4 2013, up 2% quarter-over-quarter.
  • 11 funds opened new Arrow Dow Jones Global Yield ETF positions in Q4 2013 and 6 closed out, a net change of +5 holders.
  • The largest Arrow Dow Jones Global Yield ETF buyer in Q4 2013 was Jacobus Wealth Management, an estimated $1.69M added.
  • The largest Arrow Dow Jones Global Yield ETF seller in Q4 2013 was Virtu KCG Holdings, an estimated $4.74M sold.

Based on aggregated 13F filings for Q4 2013.