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GXDW

Global X Funds Global X Dorsey Wright Thematic ETF
GXDW

Name Holding Trade Value Shares
Change 		Change in
Stake
SHJ
1
Sharkey, Howes & Javer
Colorado
$13M +$10.3M +202,743 +299%
Citigroup
2
Citigroup
New York
$9.59M – – –
PAG
3
Private Advisor Group
New Jersey
$3.7M +$3.93M +77,272 New
Jane Street
4
Jane Street
New York
$3.34M +$2.22M +43,629 +167%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.39M +$2.53M +49,783 New
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.35M +$2.49M +49,023 New
LPL Financial
7
LPL Financial
California
$1.85M +$1.3M +25,521 +194%
AFM
8
Andesa Financial Management
Pennsylvania
$1.85M +$1.96M +38,574 New
RJA
9
Raymond James & Associates
Florida
$1.72M +$1.83M +35,906 New
OMC
10
Old Mission Capital
Illinois
$1.22M +$1.3M +25,526 New
Osaic Holdings
11
Osaic Holdings
Arizona
$1.07M +$1.09M +21,413 +2,126%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$967K +$1.03M +20,180 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$927K +$801K +15,755 +439%
GVAG
14
Great Valley Advisor Group
Delaware
$691K +$733K +14,409 New
WMP
15
Wealth Management Partners
Arizona
$612K +$640K +12,579 New
CA
16
Cetera Advisors
Colorado
$522K +$554K +10,884 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$438K +$10.6K +209 +2%
HighTower Advisors
18
HighTower Advisors
Illinois
$344K +$363K +7,136 New
TWM
19
Tradition Wealth Management
Minnesota
$311K +$330K +6,495 New
CAS
20
Cascadia Advisory Services
Oregon
$211K +$224K +4,403 New
Bank of America
21
Bank of America
North Carolina
$149K +$158K +3,106 New
AA
22
Ancora Advisors
Ohio
$117K +$117K +2,303 +1,772%
AIC
23
Ameritas Investment Company
Nebraska
$57.5K +$61K +1,200 New
Morgan Stanley
24
Morgan Stanley
New York
$38K +$40.3K +793 New
SFS
25
Sowell Financial Services
Arkansas
$25K +$407 +8 +2%
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