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Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR

Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
151
Raymond James Financial Services Advisors
Florida
– -$363K -10,834 Closed
WLIM
152
White Lighthouse Investment Management
Massachusetts
– -$354K -10,560 Closed
BBHC
153
Brown Brothers Harriman & Co
New York
– -$337K -10,041 Closed
Deutsche Bank
154
Deutsche Bank
Germany
– -$317K -9,485 Closed
Creative Planning
155
Creative Planning
Kansas
– -$314K -9,363 Closed
KCM
156
Kendall Capital Management
Maryland
– -$270K -8,041 Closed
DWT
157
Dorsey & Whitney Trust
South Dakota
– -$268K -8,000 Closed
FNBT
158
FineMark National Bank & Trust
Florida
– -$260K -7,768 Closed
KIA
159
KCM Investment Advisors
California
– -$233K -6,939 Closed
Ameriprise
160
Ameriprise
Minnesota
– -$227K -6,757 Closed
PSUF
161
People's United Financial
Connecticut
– -$226K -6,730 Closed
CFG
162
Cooper Financial Group
California
– -$207K -6,180 Closed
MA
163
MUFG Americas
New York
– -$168K -5,023 Closed
DY
164
Dowling & Yahnke
California
– -$166K -4,949 Closed
IFWM
165
Institute for Wealth Management
Colorado
– -$144K -4,295 Closed
ACM
166
Allred Capital Management
Texas
– -$76.5K -2,283 Closed
TFO
167
Tarbox Family Office
California
– -$50K -1,501 Closed
GTAM
168
Global Trust Asset Management
Florida
– -$47K -1,397 Closed
RIA
169
Realta Investment Advisors
Delaware
– -$30K -961 Closed
TSW
170
Thompson Siegel & Walmsley
Virginia
– -$28K -826 Closed
WWM
171
Willingdon Wealth Management
North Carolina
– -$20K -611 Closed
M
172
MOTCO
Texas
– -$11K -322 Closed
Kayne Anderson Rudnick Investment Management
173
Kayne Anderson Rudnick Investment Management
California
– -$10K -305 Closed
EI
174
Ellevest Inc
New York
– -$9K -275 Closed
JP Morgan Chase
175
JP Morgan Chase
New York
– -$7.03K -243 -96%
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