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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
UBS AM
126
UBS AM
Illinois
$21K
PW
127
Price Wealth
Texas
$20K +$3.41K +107 +21%
PA
128
Parallel Advisors
California
$20K +$19.2K +602 New
BWM
129
BerganKDV Wealth Management
Minnesota
$14K
TVWM
130
Tower View Wealth Management
Wisconsin
$13K
SEI Investments
131
SEI Investments
Pennsylvania
$12K +$19.6K +616 New
ASN
132
Advisory Services Network
Georgia
$9K
TRCT
133
Tower Research Capital (TRC)
New York
$9K +$9.25K +290 New
WAM
134
Wealthspire Advisors (Maryland)
Maryland
$8K +$8.23K +258 New
SBL
135
Sargent Bickham Lagudis
Colorado
$7K +$64 +2 +1%
Barclays
136
Barclays
United Kingdom
$5K
FHA
137
Flagship Harbor Advisors
Massachusetts
$5K
WAP
138
Wealthcare Advisory Partners
Pennsylvania
$5K
Rockefeller Capital Management
139
Rockefeller Capital Management
New York
$5K +$5.1K +160 New
CAPTRUST Financial Advisors
140
CAPTRUST Financial Advisors
North Carolina
$4K
ADL
141
Asset Dedication LLC
California
$3K
FHB
142
First Hawaiian Bank
Hawaii
$1K +$957 +30 New
Citadel Advisors
143
Citadel Advisors
Florida
-$14.2M -483,919 Closed
Millennium Management
144
Millennium Management
New York
-$891K -30,445 Closed
CPIG
145
Chicago Partners Investment Group
Illinois
-$796K -25,682 Closed
JPG
146
Jordan Park Group
California
-$668K -22,803 Closed
EPA
147
Element Pointe Advisors
Florida
-$569K -19,435 Closed
CAN
148
Cetera Advisor Networks
California
-$519K -17,683 Closed
Bank of New York Mellon
149
Bank of New York Mellon
New York
-$509K -17,370 Closed
CIBC Private Wealth Group
150
CIBC Private Wealth Group
Georgia
-$458K -15,637 Closed