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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
101
Osaic Holdings
Arizona
$1.34M -$2.36M -60,417 -65%
Cambridge Investment Research Advisors
102
Cambridge Investment Research Advisors
Iowa
$1.32M -$149K -3,809 -11%
SWIM
103
Smallwood Wealth Investment Management
New Jersey
$1.28M +$19.4K +497 +2%
IDBONY
104
Israel Discount Bank of New York
New York
$1.23M -$1.63M -41,596 -58%
EWA
105
EP Wealth Advisors
California
$1.19M +$392K +10,021 +53%
ASN
106
Advisory Services Network
Georgia
$1.15M +$113K +2,876 +11%
Mirae Asset Global Investments
107
Mirae Asset Global Investments
South Korea
$1.15M
Northwestern Mutual Wealth Management
108
Northwestern Mutual Wealth Management
Wisconsin
$1.14M -$1.45M -37,097 -57%
Rockefeller Capital Management
109
Rockefeller Capital Management
New York
$1.07M +$143K +3,656 +16%
LSIA
110
LaSalle St. Investment Advisors
Illinois
$1.05M -$188K -4,792 -16%
KeyBank National Association
111
KeyBank National Association
Ohio
$1.03M -$209K -5,328 -18%
BBHC
112
Brown Brothers Harriman & Co
New York
$971K -$92K -2,350 -9%
KTA
113
Keeley-Teton Advisors
Illinois
$964K +$274 +7 +0%
PHS
114
Pekin Hardy Strauss
Illinois
$962K -$108K -2,755 -11%
BG
115
Benedetti & Gucer
Georgia
$951K -$173K -4,417 -16%
SIM
116
Studio Investment Management
Illinois
$947K +$118K +3,017 +15%
TSS
117
Two Sigma Securities
New York
$936K +$382K +9,753 +75%
FA
118
Fiducient Advisors
Illinois
$915K -$189K -4,842 -18%
LMKC
119
L.M. Kohn & Company
Ohio
$914K +$339K +8,670 +64%
MFAM
120
M Financial Asset Management
Oregon
$910K -$44.9K -1,147 -5%
CWM
121
Cedar Wealth Management
California
$904K
KCM
122
Kendall Capital Management
Maryland
$874K +$12.8K +328 +2%
IFPG
123
Intrepid Financial Planning Group
Indiana
$872K -$19K -485 -2%
TPCW
124
TD Private Client Wealth
New York
$865K +$14.6K +374 +2%
QCIG
125
Quad-Cities Investment Group
Iowa
$834K -$240K -6,144 -23%