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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CBT
76
Capital Bank & Trust
California
$641K
NAS
77
Nicolet Advisory Services
Wisconsin
$639K +$169K +5,208 +37%
Fifth Third Bancorp
78
Fifth Third Bancorp
Ohio
$592K +$272K +8,405 +88%
SPC
79
Sigma Planning Corp
Michigan
$538K +$104K +3,205 +24%
LTFS
80
Ladenburg Thalmann Financial Services
Florida
$529K +$6.15K +190 +1%
MC
81
Moors & Cabot
Massachusetts
$512K +$172K +5,297 +52%
OIA
82
OneDigital Investment Advisors
Kansas
$490K +$481K +14,842 New
TFO
83
Tarbox Family Office
California
$467K +$458K +14,145 New
KTA
84
Keeley-Teton Advisors
Illinois
$441K +$433K +13,371 New
Ameriprise
85
Ameriprise
Minnesota
$404K -$60.5K -1,868 -13%
SFA
86
Sequoia Financial Advisors
Ohio
$397K
GCMG
87
Gyroscope Capital Management Group
Florida
$397K +$16.1K +497 +4%
WLIM
88
White Lighthouse Investment Management
Massachusetts
$387K +$50.2K +1,550 +15%
FIB
89
First Interstate Bank
Montana
$381K
Bank of Montreal
90
Bank of Montreal
Ontario, Canada
$381K +$55K +1,697 +17%
WPA
91
Winning Points Advisors
Florida
$349K
UCFA
92
United Capital Financial Advisors
Texas
$345K +$131K +4,034 +63%
RTS
93
Round Table Services
New Jersey
$341K +$71.6K +2,210 +27%
CWM
94
Centric Wealth Management
Illinois
$306K +$301K +9,283 New
Bank of New York Mellon
95
Bank of New York Mellon
New York
$279K +$273K +8,443 New
HCC
96
Hirtle Callaghan & Co
Pennsylvania
$278K
CAM
97
Cresset Asset Management
Illinois
$253K -$51.2K -1,580 -17%
KCM
98
Kendall Capital Management
Maryland
$248K +$243K +7,504 New
IBOK
99
Independence Bank of Kentucky
Kentucky
$239K +$9.23K +285 +4%
William Blair & Company
100
William Blair & Company
Illinois
$229K -$118K -3,645 -34%