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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$3.08M +$3.14M +84,158 New
Franklin Resources
52
Franklin Resources
California
$3M -$2.68M -71,818 -47%
RMC
53
Regis Management Company
California
$2.67M -$49.6K -1,330 -2%
FA
54
Fiducient Advisors
Illinois
$2.65M +$246K +6,602 +10%
GWM
55
Geneos Wealth Management
Colorado
$2.23M +$42.1K +1,131 +2%
FNB
56
Farmers National Bank
Kentucky
$2.14M +$2.45M +65,659 New
IBOK
57
Independence Bank of Kentucky
Kentucky
$2.09M +$273K +7,340 +15%
IA
58
IndexIQ Advisors
New York
$1.99M +$375K +10,052 +23%
US Bancorp
59
US Bancorp
Minnesota
$1.82M +$1.84M +49,277 +9,159%
NAS
60
Nicolet Advisory Services
Wisconsin
$1.82M +$11.9K +319 +0.6%
FFA
61
First Foundation Advisors
California
$1.8M
LNWTC
62
Laird Norton Wetherby Trust Company
Washington
$1.79M
Renaissance Technologies
63
Renaissance Technologies
New York
$1.77M +$1.8M +48,300 New
TA
64
Tiedemann Advisors
New York
$1.77M +$27.2K +731 +2%
Cetera Investment Advisers
65
Cetera Investment Advisers
Illinois
$1.69M +$81.3K +2,183 +5%
JMPWA
66
JP Morgan Private Wealth Advisors
California
$1.66M +$570K +15,292 +51%
CIA
67
Compass Ion Advisors
Pennsylvania
$1.62M +$246K +6,608 +18%
Bank of New York Mellon
68
Bank of New York Mellon
New York
$1.59M +$643K +17,267 +66%
MML Investors Services
69
MML Investors Services
Massachusetts
$1.54M -$102K -2,729 -6%
MCWS
70
McKinley Carter Wealth Services
West Virginia
$1.48M -$194K -5,214 -11%
PHS
71
Pekin Hardy Strauss
Illinois
$1.44M -$68.2K -1,830 -4%
ST
72
Sageworth Trust
Pennsylvania
$1.28M
CB
73
Community Bank
New York
$1.25M +$114K +3,050 +10%
RJA
74
Raymond James & Associates
Florida
$1.2M +$109K +2,928 +10%
RCM
75
Rain Capital Management
Oregon
$1.15M -$5.7M -153,012 -83%