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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$1.01M -$89.9K -3,108 -7%
RMC
52
Regis Management Company
California
$954K +$1.22M +42,335 New
ABC
53
Associated Banc-Corp
Wisconsin
$933K +$616K +21,305 +106%
Commonwealth Equity Services
54
Commonwealth Equity Services
Massachusetts
$881K -$698K -24,131 -38%
HIM
55
Hanlon Investment Management
New Jersey
$839K +$58.1K +2,008 +6%
TSS
56
Two Sigma Securities
New York
$739K +$746K +25,770 +365%
Bank of New York Mellon
57
Bank of New York Mellon
New York
$676K +$868K +30,000 New
CB
58
CNB Bank
Pennsylvania
$663K -$670K -23,158 -44%
BBNA
59
Bremer Bank National Association
Minnesota
$649K +$122K +4,204 +17%
KTA
60
Keeley-Teton Advisors
Illinois
$634K -$78.2K -2,702 -9%
SPC
61
Sigma Planning Corp
Michigan
$633K -$30.2K -1,043 -4%
FAAS
62
First Allied Advisory Services
California
$629K -$8.76M -302,699 -92%
WB
63
WesBanco Bank
West Virginia
$582K -$456K -15,764 -38%
CWM
64
Circle Wealth Management
New Jersey
$551K -$338K -11,679 -32%
PA
65
Pinnacle Associates
New York
$532K +$22.9K +790 +3%
RJA
66
Raymond James & Associates
Florida
$522K -$66.1K -2,286 -9%
HH
67
Hilltop Holdings
Texas
$498K -$35.4K -1,224 -5%
CWM
68
Cedar Wealth Management
California
$482K +$7.43K +257 +1%
Osaic Holdings
69
Osaic Holdings
Arizona
$424K +$545K +18,822 New
IBOK
70
Independence Bank of Kentucky
Kentucky
$402K -$78.5K -2,715 -13%
CGFA
71
Colton Groome Financial Advisors
North Carolina
$395K -$93.4K -3,229 -16%
M&T Bank
72
M&T Bank
New York
$389K +$499K +17,244 New
Jane Street
73
Jane Street
New York
$353K -$3.38M -116,883 -88%
OIA
74
OneDigital Investment Advisors
Kansas
$338K
OC
75
Oppenheimer & Co
New York
$330K -$57.1K -1,975 -12%