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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
S
301
SignatureFD
Georgia
$37 – – –
SRSA
302
S.R. Schill & Associates
Washington
– -$5.19M -113,254 Closed
Citadel Advisors
303
Citadel Advisors
Florida
– -$1.86M -40,490 Closed
SI
304
Stephens Inc
Arkansas
– -$1.85M -40,260 Closed
CIA
305
Concurrent Investment Advisors
Florida
– -$1.09M -23,814 Closed
XF
306
XML Financial
Maryland
– -$601K -13,107 Closed
PAS
307
Park Avenue Securities
New York
– -$425K -9,277 Closed
PS
308
Principal Securities
Iowa
– -$396K -8,629 Closed
TCBWMS
309
Texas Capital Bank Wealth Management Services
Texas
– -$381K -8,305 Closed
National Bank of Canada
310
National Bank of Canada
Quebec, Canada
– -$363K -7,920 Closed
PFS
311
Prospera Financial Services
Texas
– -$362K -7,892 Closed
FMI
312
F/M Investments
District of Columbia
– -$270K -5,879 Closed
PMFA
313
Plante Moran Financial Advisors
Michigan
– -$48K -1,046 Closed
USB
314
Union Savings Bank
Connecticut
– -$11.7K -255 Closed
TCM
315
Triumph Capital Management
Colorado
– -$11.5K -250 Closed
MA
316
Marquette Associates
Illinois
– -$4.63K -101 Closed
SEP
317
Signature Equity Partners
Ohio
– -$3.17K -69 Closed
WTC
318
WhitTier Trust Company
Nevada
– -$3.21K -68 Closed
BW
319
Basepoint Wealth
Iowa
– -$2.84K -62 Closed
DF
320
Dunhill Financial
United Kingdom
– -$2.84K -62 Closed
AW
321
Affinity Wealth
Ohio
– -$2.71K -59 Closed
GWM
322
Geneos Wealth Management
Colorado
– -$1.47K -32 Closed
QL
323
Quarry LP
New York
– -$1.38K -30 Closed
WWA
324
Wealth Watch Advisors
Colorado
– -$1.28K -28 Closed
PSFG
325
Park Square Financial Group
Georgia
– -$545 -15 Closed