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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
S
301
SignatureFD
Georgia
$37
SRSA
302
S.R. Schill & Associates
Washington
-$5.19M -113,254 Closed
Citadel Advisors
303
Citadel Advisors
Florida
-$1.86M -40,490 Closed
SI
304
Stephens Inc
Arkansas
-$1.85M -40,260 Closed
CIA
305
Concurrent Investment Advisors
Florida
-$1.09M -23,814 Closed
XF
306
XML Financial
Maryland
-$601K -13,107 Closed
PAS
307
Park Avenue Securities
New York
-$425K -9,277 Closed
PS
308
Principal Securities
Iowa
-$396K -8,629 Closed
TCBWMS
309
Texas Capital Bank Wealth Management Services
Texas
-$381K -8,305 Closed
National Bank of Canada
310
National Bank of Canada
Quebec, Canada
-$363K -7,920 Closed
PFS
311
Prospera Financial Services
Texas
-$362K -7,892 Closed
FMI
312
F/M Investments
District of Columbia
-$270K -5,879 Closed
PMFA
313
Plante Moran Financial Advisors
Michigan
-$48K -1,046 Closed
USB
314
Union Savings Bank
Connecticut
-$11.7K -255 Closed
TCM
315
Triumph Capital Management
Colorado
-$11.5K -250 Closed
MA
316
Marquette Associates
Illinois
-$4.63K -101 Closed
SEP
317
Signature Equity Partners
Ohio
-$3.17K -69 Closed
WTC
318
WhitTier Trust Company
Nevada
-$3.21K -68 Closed
BW
319
Basepoint Wealth
Iowa
-$2.84K -62 Closed
DF
320
Dunhill Financial
United Kingdom
-$2.84K -62 Closed
AWL
321
AFFINITY WEALTH LLC
Ohio
-$2.71K -59 Closed
GWM
322
Geneos Wealth Management
Colorado
-$1.47K -32 Closed
QL
323
Quarry LP
New York
-$1.38K -30 Closed
WWA
324
Wealth Watch Advisors
Colorado
-$1.28K -28 Closed
PSFG
325
Park Square Financial Group
Georgia
-$545 -15 Closed