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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CFG
301
Citizens Financial Group
Rhode Island
– -$491K -11,608 Closed
SG
302
StoneX Group
New York
– -$354K -8,383 Closed
CCA
303
Checchi Capital Advisers
California
– -$297K -7,012 Closed
SSWM
304
Sheets Smith Wealth Management
North Carolina
– -$293K -6,935 Closed
MHS
305
M Holdings Securities
Oregon
– -$290K -6,847 Closed
ZIM
306
Zacks Investment Management
Illinois
– -$248K -5,856 Closed
EA
307
Ergawealth Advisors
Illinois
– -$236K -5,588 Closed
BB
308
Bell Bank
North Dakota
– -$226K -5,344 Closed
Fisher Asset Management
309
Fisher Asset Management
Washington
– -$216K -5,096 Closed
FTS
310
Fifth Third Securities
Ohio
– -$210K -4,972 Closed
SB
311
Strategic Blueprint
Georgia
– -$209K -4,942 Closed
PCIA
312
Prime Capital Investment Advisors
Kansas
– -$202K -4,769 Closed
APCM
313
Alaska Permanent Capital Management
Alaska
– -$194K -4,593 Closed
DAC
314
Dividend Assets Capital
South Carolina
– -$67K -1,537 Closed
AAS
315
Ameritas Advisory Services
Nebraska
– -$48K -1,136 Closed
BAAM
316
Baker Avenue Asset Management
California
– -$25.4K -600 Closed
HT
317
Headlands Technologies
Illinois
– -$22.9K -541 Closed
BAM
318
Belpointe Asset Management
Nevada
– -$16.5K -390 Closed
TWA
319
TCI Wealth Advisors
Arizona
– -$9.26K -219 Closed
SSC
320
Syverson Strege & Co
Iowa
– -$2.96K -70 Closed
PWMA
321
Pension & Wealth Management Advisors
Massachusetts
– -$1.78K -42 Closed
AssetMark Inc
322
AssetMark Inc
California
– -$296 -7 Closed