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Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR

Name Holding Trade Value Shares
Change 		Change in
Stake
CCA
276
Childress Capital Advisors
Texas
– -$671K -14,340 Closed
LA
277
Latitude Advisors
Florida
– -$627K -13,378 Closed
UBS AM
278
UBS AM
Illinois
– -$547K -11,677 Closed
MCM
279
Moore Capital Management
New York
– -$539K -11,520 Closed
Tudor Investment Corp
280
Tudor Investment Corp
Connecticut
– -$384K -8,205 Closed
Fayez Sarofim & Co
281
Fayez Sarofim & Co
Texas
– -$328K -7,000 Closed
FTA
282
Financial & Tax Architects
Missouri
– -$324K -6,914 Closed
PCIA
283
Prime Capital Investment Advisors
Kansas
– -$204K -5,158 Closed
Financial Engines Advisors
284
Financial Engines Advisors
California
– -$228K -4,861 Closed
IF
285
Intrua Financial
Texas
– -$220K -4,700 Closed
AL
286
Aspiriant LLC
California
– -$219K -4,670 Closed
WS
287
Wedbush Securities
California
– -$211K -4,512 Closed
KAS
288
Kestra Advisory Services
Texas
– -$206K -4,393 Closed
CGFA
289
Colton Groome Financial Advisors
North Carolina
– -$204K -4,365 Closed
BJL
290
Brighton Jones LLC
Washington
– -$204K -4,361 Closed
SB
291
Strategic Blueprint
Georgia
– -$203K -4,342 Closed
BFC
292
Bedel Financial Consulting
Indiana
– -$194K -4,133 Closed
SC
293
Steph & Co
Wisconsin
– -$141K -3,002 Closed
MW
294
Milestone Wealth
New York
– -$110K -2,785 Closed
PA
295
PSI Advisors
Florida
– -$123K -2,631 Closed
QCG
296
Quadrant Capital Group
Ohio
– -$121K -2,574 Closed
RTC
297
Riverview Trust Company
Washington
– -$53K -1,125 Closed
MCC
298
Money Concepts Capital
Florida
– -$23K -488 Closed
MA
299
Montag & Associates
Georgia
– -$13K -286 Closed
DB
300
Dravo Bay
Delaware
– -$4.17K -89 Closed
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