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Northern Trust Morningstar Global Upstream Natural Resources ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
226
Spire Wealth Management
Virginia
$4K
PO
227
Private Ocean
California
$2K +$1.51K +39 New
S
228
SignatureFD
Georgia
$2K +$2.32K +60 New
CFA
229
Carroll Financial Associates
North Carolina
$1K
Susquehanna International Group
230
Susquehanna International Group
Pennsylvania
-$791K -21,619 Closed
Marshall Wace
231
Marshall Wace
United Kingdom
-$605K -16,529 Closed
SCA
232
Spearhead Capital Advisors
Florida
-$409K -11,176 Closed
TSS
233
Two Sigma Securities
New York
-$403K -11,013 Closed
LFS
234
Legacy Financial Strategies
Kansas
-$364K -9,958 Closed
NFC
235
Northeast Financial Consultants
Connecticut
-$256K -7,000 Closed
CA
236
Cetera Advisors
Colorado
-$227K -6,189 Closed
HA
237
Herold Advisors
New York
-$52K -1,425 Closed
EWM
238
Endurance Wealth Management
Rhode Island
-$38K -1,050 Closed
CFA
239
Cahill Financial Advisors
Minnesota
-$37K -1,009 Closed
AWA
240
Arkadios Wealth Advisors
Georgia
-$20K -562 Closed
GRP
241
Global Retirement Partners
California
-$13K -358 Closed
HI
242
Harbour Investments
Wisconsin
-$8K -229 Closed
BC
243
Bartlett & Co
Ohio
-$5K -133 Closed
BCWM
244
Bartlett & Co Wealth Management
Ohio
-$4.87K -133 Closed
JFGIW
245
Johnson Financial Group Inc (Wisconsin)
Wisconsin
-$193 -5 -50%
TC
246
TAP Consulting
Missouri
+$155 +4 New