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GTU

CENTRAL GOLD TR (CANADA)
GTU

Delisted

GTU was delisted on the 15th of January, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
PAMP
1
Polar Asset Management Partners
Ontario, Canada
– -$56.7M -1,501,425 Closed
PHS
2
Pekin Hardy Strauss
Illinois
– -$40.3M -1,067,882 Closed
JIC
3
Johnson Investment Counsel
Ohio
– -$33.8M -895,876 Closed
BCM
4
Bluefin Capital Management
New York
– -$13.9M -369,658 Closed
KPF
5
K2 Principal Fund
Ontario, Canada
– -$11.5M -304,288 Closed
Morgan Stanley
6
Morgan Stanley
New York
– -$9.59M -254,308 Closed
OTC
7
Opera Trading Capital
France
– -$9.17M -242,932 Closed
AFM
8
Anson Funds Management
Texas
– -$8.7M -230,763 Closed
COLIM
9
City of London Investment Management
United Kingdom
– -$5.65M -146,669 Closed
RJA
10
Raymond James & Associates
Florida
– -$3.75M -99,354 Closed
WAM
11
Wolverine Asset Management
Illinois
– -$3.65M -96,753 Closed
VOAM
12
Vertex One Asset Management
British Columbia, Canada
– -$3.22M -85,341 Closed
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
– -$2.84M -75,424 Closed
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
– -$2.84M -75,384 Closed
LCP
15
Legacy Capital Partners
Wisconsin
– -$2.77M -73,462 Closed
CIC
16
Chase Investment Counsel
Virginia
– -$2.4M -63,750 Closed
CAN
17
Cetera Advisor Networks
California
– -$2.1M -55,267 Closed
Wells Fargo
18
Wells Fargo
California
– -$1.71M -45,352 Closed
OAM
19
Oxford Asset Management
United Kingdom
– -$1.69M -44,629 Closed
LTFS
20
Ladenburg Thalmann Financial Services
Florida
– -$1.53M -40,447 Closed
GEM
21
Global Endowment Management
North Carolina
– -$1.51M -40,000 Closed
SC
22
Sessa Capital
New York
– -$1.22M -32,344 Closed
ADBIC
23
A.D. Beadell Investment Counsel
Wisconsin
– -$1.16M -30,725 Closed
UBS Group
24
UBS Group
Switzerland
– -$932K -24,725 Closed
CL
25
CSS LLC
Illinois
– -$862K -22,876 Closed
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