|
1
|
Karpus Investment Management
Pittsford,
New York
|
$8.79M
|
+$163K
|
+14,486
|
+2%
|
|
|
2
|
First Allied Advisory Services
San Diego,
California
|
$7.33M
|
-$117K
|
-10,390
|
-2%
|
|
|
3
|
|
$6.95M
|
+$13.7K
|
+1,213
|
+0.2%
|
|
|
4
|
Raymond James & Associates
St Petersburg,
Florida
|
$5.48M
|
-$61.7K
|
-5,477
|
-1%
|
|
|
5
|
Credit Suisse
Zurich,
Switzerland
|
$3.47M
|
-$209K
|
-18,528
|
-6%
|
|
|
6
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$3.31M
|
+$752K
|
+66,717
|
+29%
|
|
|
7
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$2.72M
|
-$73.5K
|
-6,521
|
-3%
|
|
|
8
|
GAMCO Investors
Greenwich,
Connecticut
|
$2.44M
|
–
|
–
|
–
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$2.29M
|
+$95.2K
|
+8,443
|
+4%
|
|
|
10
|
|
$1.11M
|
-$71.3K
|
-6,330
|
-6%
|
|
|
11
|
MSI Financial Services
Springfield,
Massachusetts
|
$1.02M
|
-$159K
|
-14,073
|
-13%
|
|
|
12
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$991K
|
+$196K
|
+17,362
|
+25%
|
|
|
13
|
New Harbor Financial Group
Worcester,
Massachusetts
|
$923K
|
-$110K
|
-9,719
|
-11%
|
|
|
14
|
Lazard Asset Management
New York
|
$861K
|
-$61.5K
|
-5,455
|
-7%
|
|
|
15
|
CSS LLC
Chicago,
Illinois
|
$769K
|
–
|
–
|
–
|
|
|
16
|
AQR Arbitrage
Greenwich,
Connecticut
|
$547K
|
-$42K
|
-3,729
|
-7%
|
|
|
17
|
Guggenheim Capital
Chicago,
Illinois
|
$250K
|
+$3.85K
|
+342
|
+2%
|
|
|
18
|
LPL Financial
San Diego,
California
|
$231K
|
+$34.5K
|
+3,062
|
+18%
|
|
|
19
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
$227K
|
–
|
–
|
–
|
|
|
20
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$210K
|
+$8.01K
|
+711
|
+4%
|
|
|
21
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$177K
|
–
|
–
|
–
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
$142K
|
+$16.3K
|
+1,444
|
+13%
|
|
|
23
|
Shaker Financial Services
Arlington,
Virginia
|
$140K
|
-$568K
|
-50,387
|
-80%
|
|
|
24
|
Round Table Services
Westfield,
New Jersey
|
$133K
|
–
|
–
|
–
|
|
|
25
|
SignatureFD
Atlanta,
Georgia
|
$59K
|
–
|
–
|
–
|
|
