|
1
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$200K
|
-518,767
|
Closed
|
|
|
2
|
Weiss Asset Management
Boston,
Massachusetts
|
–
|
-$107K
|
-280,489
|
Closed
|
|
|
3
|
|
–
|
-$96K
|
-249,814
|
Closed
|
|
|
4
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$75K
|
-187,717
|
Closed
|
|
|
5
|
Virtu KCG Holdings
New York
|
–
|
-$68K
|
-178,751
|
Closed
|
|
|
6
|
GAMCO Investors
Greenwich,
Connecticut
|
–
|
-$63K
|
-160,661
|
Closed
|
|
|
7
|
Yakira Capital Management
Westport,
Connecticut
|
–
|
-$40K
|
-103,460
|
Closed
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
–
|
-$38K
|
-98,802
|
Closed
|
|
|
9
|
Lazard Asset Management
New York
|
–
|
-$37K
|
-98,180
|
Closed
|
|
|
10
|
Bulldog Investors
Saddle Brook,
New Jersey
|
–
|
-$36K
|
-93,314
|
Closed
|
|
|
11
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$31K
|
-79,341
|
Closed
|
|
|
12
|
CSS LLC
Chicago,
Illinois
|
–
|
-$60K
|
-49,661
|
Closed
|
|
|
13
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$15K
|
-38,485
|
Closed
|
|
|
14
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$11K
|
-27,720
|
Closed
|
|
|
15
|
|
–
|
-$9K
|
-24,567
|
Closed
|
|
|
16
|
Oppenheimer & Co
New York
|
–
|
-$9K
|
-23,878
|
Closed
|
|
|
17
|
New Harbor Financial Group
Worcester,
Massachusetts
|
–
|
-$2K
|
-6,003
|
Closed
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$1K
|
-3,702
|
Closed
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$1K
|
-3,298
|
Closed
|
|
|
20
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$1K
|
-3,219
|
Closed
|
|
|
21
|
American International Group
New York
|
–
|
-$45
|
-117
|
Closed
|
|
|
22
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$10
|
-27
|
Closed
|
|
