GNT

GAMCO Natural Resources, Gold & Income Trust
GNT

Overview Fund Activity

27 hedge funds and large institutions have $23.2M invested in GAMCO Natural Resources, Gold & Income Trust in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
12
Reduced
7
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KFS
1
KMS Financial Services
Washington
$278K
2
OA
2
Oxbow Advisors
Texas
$10.8M
3
Barclays
3
Barclays
United Kingdom
$220K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$269K
5
LPL Financial
5
LPL Financial
California
$286K

Top Sellers

1
U
1
UBS
Switzerland
$1.37M
2
APU
2
Alpine Partners USVI
U.S. Virgin Islands
$0
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$5.76M
5
COLIM
5
City of London Investment Management
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
OA
1
Oxbow Advisors
Texas
$10.8M +$205K +18,264 +2%
Morgan Stanley
2
Morgan Stanley
New York
$5.76M -$436K -38,870 -7%
U
3
UBS
Switzerland
$1.37M -$669K -59,634 -33%
GC
4
Guggenheim Capital
Illinois
$1.09M -$83.3K -7,420 -7%
Invesco
5
Invesco
Georgia
$933K -$125K -11,138 -12%
Comerica Bank
6
Comerica Bank
Texas
$755K -$11.2K -1,000 -1%
Bank of America
7
Bank of America
North Carolina
$677K +$25.9K +2,307 +4%
LPL Financial
8
LPL Financial
California
$286K +$53.7K +4,842 +23%
KFS
9
KMS Financial Services
Washington
$278K +$278K +24,750 New
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$269K +$67K +5,967 +33%
Barclays
11
Barclays
United Kingdom
$220K +$85.5K +7,760 +64%
VKH
12
Virtu KCG Holdings
New York
$199K +$199K +17,741 New
BRWA
13
B. Riley Wealth Advisors
Florida
$152K +$978 +87 +0.6%
HighTower Advisors
14
HighTower Advisors
Illinois
$122K +$7.87K +700 +7%
Citigroup
15
Citigroup
New York
$87K +$7.84K +700 +10%
US Bancorp
16
US Bancorp
Minnesota
$84K -$28K -2,500 -25%
NES
17
New England Securities
New York
$55K – – –
TRCT
18
Tower Research Capital (TRC)
New York
$43K +$14K +1,241 +48%
DADC
19
D.A. Davidson & Co
Montana
$41K – – –
Wells Fargo
20
Wells Fargo
California
$20K +$15.7K +1,446 +362%
FNBT
21
FineMark National Bank & Trust
Florida
$16K +$483 +42 +3%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$7K +$7K +658 New
MFS
23
MSI Financial Services
Massachusetts
$6K – – –
Deutsche Bank
24
Deutsche Bank
Germany
$4K +$4K +400 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$2K -$1.07K -91 -35%
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