|
1
|
Jefferies Financial Group
New York
|
–
|
-$26.5M
|
-2,941,666
|
Closed
|
|
|
2
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$3.65M
|
-406,117
|
Closed
|
|
|
3
|
Marathon Trading Investment Management
Radnor,
Pennsylvania
|
–
|
-$976K
|
-108,389
|
Closed
|
|
|
4
|
Whitebox Advisors
Minneapolis,
Minnesota
|
–
|
-$945K
|
-105,000
|
Closed
|
|
|
5
|
PEAK6 Investments
Chicago,
Illinois
|
–
|
-$900K
|
-100,000
|
Closed
|
|
|
6
|
Context Capital Management
Lajolla,
California
|
–
|
-$465K
|
-51,632
|
Closed
|
|
|
7
|
Aequim Alternative Investments
Mill Valley,
California
|
–
|
-$403K
|
-44,800
|
Closed
|
|
|
8
|
Ionic Capital Management
New York
|
–
|
-$402K
|
-44,650
|
Closed
|
|
|
9
|
Davenport & Co
Richmond,
Virginia
|
–
|
-$243K
|
-27,000
|
Closed
|
|
|
10
|
NewEdge Advisors
New Orleans,
Louisiana
|
–
|
-$238K
|
-26,469
|
Closed
|
|
|
11
|
Equitec Specialists
Chicago,
Illinois
|
–
|
-$225K
|
-25,007
|
Closed
|
|
|
12
|
Boothbay Fund Management
New York
|
–
|
-$493K
|
-25,000
|
Closed
|
|
|
13
|
|
–
|
-$163K
|
-18,219
|
Closed
|
|
|
14
|
Cadent Capital Advisors
Tulsa,
Oklahoma
|
–
|
-$101K
|
-11,225
|
Closed
|
|
|
15
|
Empirical Wealth Management
Seattle,
Washington
|
–
|
-$93K
|
-10,344
|
Closed
|
|
|
16
|
|
–
|
-$197K
|
-10,000
|
Closed
|
|
|
17
|
Royce & Associates
New York
|
–
|
-$90K
|
-9,999
|
Closed
|
|
|
18
|
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Toronto,
Ontario, Canada
|
–
|
-$15K
|
-1,666
|
Closed
|
|
|
19
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
–
|
-$14K
|
-1,500
|
Closed
|
|
|
20
|
UBS Group
Zurich,
Switzerland
|
–
|
-$8K
|
-890
|
Closed
|
|
|
21
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$7K
|
-811
|
Closed
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$4K
|
-500
|
Closed
|
|
|
23
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$1K
|
-151
|
Closed
|
|
