|
1401
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$236K
|
-4,436
|
Closed
|
|
|
1402
|
CTC (Chicago Trading Company)
Chicago,
Illinois
|
–
|
-$234K
|
-4,385
|
Closed
|
|
|
1403
|
R Squared
Central,
Hong Kong
|
–
|
-$231K
|
-4,340
|
Closed
|
|
|
1404
|
Freestone Capital Holdings
Seattle,
Washington
|
–
|
-$228K
|
-4,281
|
Closed
|
|
|
1405
|
Pure Portfolios Holdings
Lake Oswego,
Oregon
|
–
|
-$223K
|
-4,180
|
Closed
|
|
|
1406
|
Romano Brothers & Co
Evanston,
Illinois
|
–
|
-$223K
|
-4,177
|
Closed
|
|
|
1407
|
McAdam LLC
Philadelphia,
Pennsylvania
|
–
|
-$221K
|
-4,155
|
Closed
|
|
|
1408
|
KCM Investment Advisors
Greenbrae,
California
|
–
|
-$221K
|
-4,143
|
Closed
|
|
|
1409
|
Barry Investment Advisors
New Bedford,
Massachusetts
|
–
|
-$220K
|
-4,123
|
Closed
|
|
|
1410
|
Cutter & Co Brokerage
Ballwin,
Missouri
|
–
|
-$217K
|
-4,075
|
Closed
|
|
|
1411
|
HBK Sorce Advisory
Erie,
Pennsylvania
|
–
|
-$217K
|
-4,075
|
Closed
|
|
|
1412
|
Focus Financial Network
Minneapolis,
Minnesota
|
–
|
-$215K
|
-4,045
|
Closed
|
|
|
1413
|
Modera Wealth Management
Westwood,
New Jersey
|
–
|
-$214K
|
-4,008
|
Closed
|
|
|
1414
|
Perennial Investment Advisors
Los Angeles,
California
|
–
|
-$214K
|
-4,008
|
Closed
|
|
|
1415
|
Lion Street Advisors
Austin,
Texas
|
–
|
-$212K
|
-3,982
|
Closed
|
|
|
1416
|
PFG Advisors
Phoenix,
Arizona
|
–
|
-$210K
|
-3,935
|
Closed
|
|
|
1417
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
–
|
-$207K
|
-3,930
|
Closed
|
|
|
1418
|
Capstone Wealth Management Group (Oregon)
Bend,
Oregon
|
–
|
-$207K
|
-3,895
|
Closed
|
|
|
1419
|
Simplicity Wealth
Summit,
New Jersey
|
–
|
-$207K
|
-3,881
|
Closed
|
|
|
1420
|
Adero Partners
Pleasanton,
California
|
–
|
-$206K
|
-3,872
|
Closed
|
|
|
1421
|
HMV Wealth Advisors
Shreveport,
Louisiana
|
–
|
-$206K
|
-3,866
|
Closed
|
|
|
1422
|
Snider Financial Group
Bellevue,
Washington
|
–
|
-$205K
|
-3,850
|
Closed
|
|
|
1423
|
ARS Wealth Advisors Group
St. Petersburg,
Florida
|
–
|
-$205K
|
-3,843
|
Closed
|
|
|
1424
|
Silver Coast Investments
San Diego,
United States
|
–
|
-$204K
|
-3,832
|
Closed
|
|
|
1425
|
NTV Asset Management
Charleston,
West Virginia
|
–
|
-$204K
|
-3,825
|
Closed
|
|
