|
101
|
Canada Life
Winnipeg,
Manitoba, Canada
|
$1K
|
–
|
–
|
–
|
|
|
102
|
Cordasco Financial Network
Naples,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
103
|
Evercore Wealth Management
New York
|
$1K
|
–
|
–
|
–
|
|
|
104
|
Gradient Investments
Arden Hills,
Minnesota
|
$1K
|
–
|
–
|
–
|
|
|
105
|
Hanson & Doremus Investment Management
Burlington,
Vermont
|
$1K
|
–
|
–
|
–
|
|
|
106
|
Piershale Financial Group
Barrington,
Illinois
|
$1K
|
–
|
–
|
–
|
|
|
107
|
SRH Advisors
Salina,
Kansas
|
$1K
|
–
|
–
|
–
|
|
|
108
|
Tradewinds Capital Management
Bellingham,
Washington
|
$1K
|
–
|
–
|
–
|
|
|
109
|
BlackRock Investment Management
Wilmington,
Delaware
|
$1K
|
+$880
|
+35
|
New
|
|
|
110
|
JFS Wealth Advisors
Hermitage,
Pennsylvania
|
$1K
|
+$1.41K
|
+56
|
+1,400%
|
|
|
111
|
First City Capital Management
Savannah,
Georgia
|
$716
|
–
|
–
|
–
|
|
|
112
|
Winslow Evans & Crocker
Boston,
Massachusetts
|
$180
|
–
|
–
|
–
|
|
|
113
|
Whitebox Advisors
Minneapolis,
Minnesota
|
–
|
-$20.7M
|
-779,013
|
Closed
|
|
|
114
|
PEAK6 Group
Chicago,
Illinois
|
–
|
-$15.7M
|
-589,738
|
Closed
|
|
|
115
|
Castle Creek Arbitrage
Avon,
Colorado
|
–
|
-$2.5M
|
-68,859
|
Closed
|
|
|
116
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$1.33M
|
-50,000
|
Closed
|
|
|
117
|
Relative Value Partners
Northbrook,
Illinois
|
–
|
-$251K
|
-9,450
|
Closed
|
|
|
118
|
LPL Financial
San Diego,
California
|
–
|
-$231K
|
-8,684
|
Closed
|
|
|
119
|
Rock Point Advisors
Burlington,
Vermont
|
–
|
-$202K
|
-7,604
|
Closed
|
|
|
120
|
|
–
|
-$202K
|
-5,552
|
Closed
|
|
|
121
|
Investors Trust
Dallas,
Texas
|
–
|
-$39K
|
-1,451
|
Closed
|
|
|
122
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$14.8K
|
-558
|
Closed
|
|
|
123
|
NewSquare Capital
Newtown Square,
Pennsylvania
|
–
|
-$15K
|
-557
|
Closed
|
|
|
124
|
Sandy Spring Bank
Olney,
Maryland
|
–
|
-$8K
|
-293
|
Closed
|
|
|
125
|
Carroll Financial Associates
Charlotte,
North Carolina
|
–
|
-$2.34K
|
-93
|
-78%
|
|
