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GLV

Clough Global Dividend & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$12.3M +$13.1M +1,133,515 New
Bank of America
2
Bank of America
North Carolina
$4.16M -$1.82M -157,267 -29%
Baird Financial Group
3
Baird Financial Group
Wisconsin
$1M +$52K +4,484 +5%
Morgan Stanley
4
Morgan Stanley
New York
$914K -$61.4K -5,293 -6%
YCM
5
Yakira Capital Management
Connecticut
$903K +$963K +83,033 New
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$525K +$19.8K +1,703 +4%
RCM
7
Rivernorth Capital Management
Florida
$518K +$552K +47,624 New
CRC
8
Curi RMB Capital
Illinois
$457K +$11.2K +969 +2%
HighTower Advisors
9
HighTower Advisors
Illinois
$436K +$52.1K +4,489 +13%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$434K +$463K +39,902 New
Osaic Holdings
11
Osaic Holdings
Arizona
$347K +$26.1K +2,254 +8%
RJA
12
Raymond James & Associates
Florida
$332K +$217K +18,688 +158%
BRWA
13
B. Riley Wealth Advisors
Florida
$326K -$30.3K -2,616 -8%
Wells Fargo
14
Wells Fargo
California
$310K -$55.3K -4,769 -14%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$296K +$33.6K +2,896 +12%
CIBC Private Wealth Group
16
CIBC Private Wealth Group
Georgia
$282K
HHGC
17
Hunting Hill Global Capital
New York
$221K +$236K +20,333 New
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$211K +$225K +19,400 New
TCA
19
Transcend Capital Advisors
New Jersey
$173K
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$145K +$154K +13,300 New
UBS Group
21
UBS Group
Switzerland
$144K +$130K +11,229 +561%
SPIA
22
Steward Partners Investment Advisory
New York
$138K +$9.87K +851 +7%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$114K +$122K +10,527 New
GI
24
GAMCO Investors
Connecticut
$109K
FIA
25
FNY Investment Advisers
New York
$76K +$81.2K +7,000 New