GLV

Clough Global Dividend & Income Fund
GLV

Overview Fund Activity

29 hedge funds and large institutions have $36.6M invested in Clough Global Dividend & Income Fund in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 1 closing their positions.

Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
13
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$7.38M
2
SFS
2
Shaker Financial Services
Virginia
$1.34M
3
RJA
3
Raymond James & Associates
Florida
$1.03M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$608K
5
SCM
5
Saba Capital Management
New York
$188K

Top Sellers

1
Invesco
1
Invesco
Georgia
$893K
2
Bank of America
2
Bank of America
North Carolina
$3M
3
GFM
3
Gramercy Funds Management
Connecticut
$3.19M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.18M
5
DA
5
Doliver Advisors
Texas
$635K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$7.38M 484,848 +105,474 +28%
Morgan Stanley
2
Morgan Stanley
New York
$5.18M 339,904 -6,052 -2%
Wells Fargo
3
Wells Fargo
California
$4.31M 282,291 +9,566 +4%
GFM
4
Gramercy Funds Management
Connecticut
$3.19M 209,063 -46,274 -18%
Bank of America
5
Bank of America
North Carolina
$3M 196,977 -64,335 -25%
OA
6
Oxbow Advisors
Texas
$2.66M 174,506 +5,386 +3%
1CP
7
1607 Capital Partners
Virginia
$1.54M 100,760 +3,703 +4%
SFS
8
Shaker Financial Services
Virginia
$1.34M 88,014 +72,780 +478%
CA
9
Cornerstone Advisors
North Carolina
$1.19M 77,902 – –
RJA
10
Raymond James & Associates
Florida
$1.03M 67,242 +45,092 +204%
RCM
11
Rivernorth Capital Management
Florida
$917K 60,150 +5,150 +9%
Invesco
12
Invesco
Georgia
$893K 58,532 -81,923 -58%
U
13
UBS
Switzerland
$654K 42,866 +2,944 +7%
DA
14
Doliver Advisors
Texas
$635K 41,631 -3,186 -7%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$608K 39,946 +27,177 +213%
TC
16
TFS Capital
Pennsylvania
$460K 30,184 +10,959 +57%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$419K 27,486 +452 +2%
VAM
18
Visium Asset Management
New York
$324K 21,273 +158 +0.7%
PAIM
19
Punch & Associates Investment Management
Minnesota
$198K 13,000 – –
SCM
20
Saba Capital Management
New York
$188K 12,367 +12,367 New
GC
21
Guggenheim Capital
Illinois
$186K 12,213 – –
LPL Financial
22
LPL Financial
California
$174K 11,521 -1,601 -12%
Citigroup
23
Citigroup
New York
$64K 4,229 +2,929 +225%
SSB
24
Sandy Spring Bank
Maryland
$19K 1,250 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$11K 705 – –
1
2