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GLO

Clough Global Opportunities Fund
GLO

53 hedge funds and large institutions have $220M invested in Clough Global Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $211M → $220M (+$8.37M)

0.75% more ownership

Funds ownership: 31.75% → 32.5% (+0.75%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less funds holding

Funds holding: 55 → 53 (-2)

14% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 21

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
53
Holders Change
-2
Holders Change %
-3.64%
% of All Funds
1.54%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
18
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$5.57M
2
Morgan Stanley
Morgan Stanley
New York
+$1.6M
3
Bank of America
Bank of America
North Carolina
+$963K
4
U
UBS
Switzerland
+$711K
5
SG Americas Securities
SG Americas Securities
New York
+$695K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$2.38M
2
Invesco
Invesco
Georgia
-$1.35M
3
AAM
Advisors Asset Management
Colorado
-$778K
4
TC
TFS Capital
Pennsylvania
-$699K
5
DT
Diversified Trust
Tennessee
-$509K
Name Holding Trade Value Shares
Change 		Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$51.8M -$509K -39,800 -1%
Wells Fargo
2
Wells Fargo
California
$21.3M +$5.57M +436,061 +36%
OA
3
Oxbow Advisors
Texas
$21.2M +$626K +48,957 +3%
RCM
4
Rivernorth Capital Management
Florida
$19.5M +$103K +8,094 +0.5%
AAM
5
Advisors Asset Management
Colorado
$14.4M -$778K -60,880 -5%
Bank of America
6
Bank of America
North Carolina
$12M +$963K +75,289 +9%
Invesco
7
Invesco
Georgia
$10.8M -$1.35M -105,644 -11%
GC
8
Guggenheim Capital
Illinois
$10M -$2.38M -185,955 -20%
1CP
9
1607 Capital Partners
Virginia
$9.88M -$24.4K -1,909 -0.3%
Morgan Stanley
10
Morgan Stanley
New York
$9.76M +$1.6M +125,486 +20%
DT
11
Diversified Trust
Tennessee
$4.84M -$509K -39,800 -10%
PAIM
12
Punch & Associates Investment Management
Minnesota
$4.7M +$384K +30,069 +9%
Cohen & Steers
13
Cohen & Steers
New York
$4.06M +$316K +24,708 +9%
EVM
14
Eaton Vance Management
Massachusetts
$4.06M +$3.2K +250 +0.1%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$2.72M +$373K +29,169 +16%
SFS
16
Shaker Financial Services
Virginia
$2.25M +$552K +43,154 +33%
PPA
17
Parametric Portfolio Associates
Washington
$1.99M -$57.2K -4,473 -3%
BI
18
Bulldog Investors
New Jersey
$1.77M -$500K -39,146 -22%
RVP
19
Relative Value Partners
Illinois
$1.63M – – –
U
20
UBS
Switzerland
$1.2M +$711K +55,617 +155%
SCM
21
Saba Capital Management
New York
$1.07M -$7.67K -600 -0.7%
HCM
22
Hollencrest Capital Management
California
$1.03M +$1.01M +78,922 New
IMS
23
Index Management Solutions
Pennsylvania
$736K +$520K +40,668 +260%
SG Americas Securities
24
SG Americas Securities
New York
$711K +$695K +54,362 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$668K -$437K -34,200 -40%
1
2 3

GLO Hedge Fund Activity: Q4 2013 in Review

53 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Clough Global Opportunities Fund (GLO) for Q4 2013, worth a combined $220M — up 4% from $211M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GLO and 6 opened new positions — a net loss of 2 holders — while 21 trimmed existing stakes and 18 added.

The largest buyer was Wells Fargo, adding an estimated $5.57M. The largest seller was Guggenheim Capital, cutting an estimated $2.38M.

  • 53 institutional investors held Clough Global Opportunities Fund (GLO) as of Q4 2013, down from 55 in Q3 2013.
  • Funds reported $220M of Clough Global Opportunities Fund stock for Q4 2013, up 4% quarter-over-quarter.
  • 6 funds opened new Clough Global Opportunities Fund positions in Q4 2013 and 8 closed out, a net change of -2 holders.
  • The largest Clough Global Opportunities Fund buyer in Q4 2013 was Wells Fargo, an estimated $5.57M added.
  • The largest Clough Global Opportunities Fund seller in Q4 2013 was Guggenheim Capital, an estimated $2.38M sold.

Based on aggregated 13F filings for Q4 2013.