GGN

GAMCO Global Gold, Natural Resources & Income Trust
GGN

Overview Fund Activity

82 hedge funds and large institutions have $81.9M invested in GAMCO Global Gold, Natural Resources & Income Trust in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 30 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
82
Holders Change
-6
Holders Change %
-6.82%
% of All Funds
2.29%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
9
Increased
26
Reduced
30
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$13.4M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$2.47M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$2.1M
4
CA
4
Cornerstone Advisors
North Carolina
$2.46M
5
LPL Financial
5
LPL Financial
California
$3.72M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$14.8M
2
AA
2
Apriem Advisors
California
$210K
3
Morgan Stanley
3
Morgan Stanley
New York
$5.8M
4
MFS
4
MSI Financial Services
Massachusetts
$1.85M
5
NL
5
NWAM LLC
Washington
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
76
AlphaMark Advisors
Kentucky
$2K – – –
WAS
77
Winch Advisory Services
Wisconsin
$2K +$72 +12 +4%
Northwestern Mutual Wealth Management
78
Northwestern Mutual Wealth Management
Wisconsin
$2K +$348 +87 +21%
NHFG
79
New Harbor Financial Group
Massachusetts
$1K – – –
Nuveen Asset Management
80
Nuveen Asset Management
Illinois
$187 -$50 -10,000 -21%
NL
81
NWAM LLC
Washington
– -$268K -41,000 Closed
EWM
82
Elite Wealth Management
Washington
– -$227K -35,000 Closed
Jane Street
83
Jane Street
New York
– -$168K -25,828 Closed
LCM
84
Landscape Capital Management
New Jersey
– -$166K -25,530 Closed
CI
85
CAZ Investments
Texas
– -$119K -18,220 Closed
FAAS
86
First Allied Advisory Services
California
– -$116K -17,828 Closed
AHC
87
Adell Harriman & Carpenter
Texas
– -$114K -17,500 Closed
Citadel Advisors
88
Citadel Advisors
Florida
– -$107K -16,406 Closed
TRCT
89
Tower Research Capital (TRC)
New York
– -$45K -6,986 Closed
GI
90
Gradient Investments
Minnesota
– -$13K -2,021 Closed
BFEC
91
Benjamin F. Edwards & Company
Missouri
– -$10K -1,507 Closed
CTC
92
Central Trust Company
Missouri
– -$8K -1,284 Closed
TJHA
93
Thomas J. Herzfeld Advisors
Florida
– -$11K -500 Closed
WA
94
WealthTrust-Arizona
Arizona
– -$1K -200 Closed
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